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You can see how easy it would be to turn an easy change problem (shrinking people’s buckets) into a hard change problem (convincing people to think differently). And that’s the first surprise about change: What looks like a people problem is often a situation problem.
Ultimately, all change efforts boil down to the same mission: Can you get people to start behaving in a new way?
For individuals’ behavior to change, you’ve got to influence not only their environment but their hearts and minds. The problem is this: Often the heart and mind disagree. Fervently.
Jonathan Haidt in his wonderful book The Happiness Hypothesis. Haidt says that our emotional side is an Elephant and our rational side is its Rider. Perched atop the Elephant, the Rider holds the reins and seems to be the leader. But the Rider’s control is precarious because the Rider is so small relative to the Elephant. Anytime the six-ton Elephant and the Rider disagree about which direction to go, the Rider is going to lose.
The Elephant’s hunger for instant gratification is the opposite of the Rider’s strength, which is the ability to think long-term, to plan, to think beyond the moment
The Elephant isn’t always the bad guy. Emotion is the Elephant’s turf—love and compassion and sympathy and loyalty. That fierce instinct you have to protect your kids against harm—that’s the Elephant. That spine-stiffening you feel when you need to stand up for yourself—that’s the Elephant.
the Elephant is the one who gets things done. To make progress toward a goal, whether it’s noble or crass, requires the energy and drive of the Elephant.
the Rider’s great weakness: spinning his wheels. The Rider tends to overanalyze and overthink things.
Self-control is an exhaustible resource.
The research shows that we burn up self-control in a wide variety of situations: managing the impression we’re making on others; coping with fears; controlling our spending; trying to focus on simple instructions such as “Don’t think of a white bear;” and many, many others.
When people try to change things, they’re usually tinkering with behaviors that have become automatic, and changing those behaviors requires careful supervision by the Rider. The bigger the change you’re suggesting, the more it will sap people’s self-control.
And when people exhaust their self-control, what they’re exhausting are the mental muscles needed to think creatively, to focus, to inhibit their impulses, and to persist in the face of frustration or failure.
Change is hard because people wear themselves out. And that’s the second surprise about change: What looks like laziness is often exhaustion.
If the Rider isn’t sure exactly what direction to go, he tends to lead the Elephant in circles. And as we’ll see, that tendency explains the third and final surprise about change: What looks like resistance is often a lack of clarity.
the basic three-part framework we will unpack in this book,
Direct the Rider. What looks like resistance is often a lack of clarity. So provide crystal-clear direction. (Think 1% milk.) Motivate the Elephant. What looks like laziness is often exhaustion. The Rider can’t get his way by force for very long. So it’s critical that you engage people’s emotional side—get their Elephants on the path and cooperative. (Think of the cookies and radishes study and the boardroom conference table full of gloves.) Shape the Path. What looks like a people problem is often a situation problem. We call the situation (including the surrounding environment) the “Path.”
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“Knowledge does not change behavior,” he said. “We have all encountered crazy shrinks and obese doctors and divorced marriage counselors.”
The Rider is a thinker and a planner and can plot a course for a better future. But as we’ve seen, the Rider has a terrible weakness—the tendency to spin his wheels. The Rider loves to contemplate and analyze, and, making matters worse, his analysis is almost always directed at problems rather than at bright spots.
Solutions-focused therapists learn to focus their patients on the first hints of the miracle—“What’s the first small sign you’d see that would make you think the problem was gone”—because they want to avoid answers that are overly grand and unattainable: “My bank account is full, I love my job, and my marriage is great.”
Once they’ve helped patients identify specific and vivid signs of progress, they pivot to a second question, which is perhaps even more important. It’s the Exception Question: “When was the last time you saw a little bit of the miracle, even just for a short time?”
There is a clear asymmetry between the scale of the problem and the scale of the solution. Big problem, small solution.
Big problems are rarely solved with commensurately big solutions. Instead, they are most often solved by a sequence of small solutions, sometimes over weeks, sometimes over decades.
To pursue bright spots is to ask the question “What’s working, and how can we do more of it?” Sounds simple, doesn’t it? Yet, in the real world, this obvious question is almost never asked. Instead, the question we ask is more problem focused: “What’s broken, and how do we fix it?”
a psychologist analyzed 558 emotion words—every one that he could find in the English language—and found that 62 percent of them were negative versus 38 percent positive.
decision paralysis. More options, even good ones, can freeze us and make us retreat to the default plan, which in this case was a painful and invasive hip-replacement surgery. This behavior clearly is not rational, but it is human.
It’s not only options that yield decision paralysis—like picking one donut from 100 flavors. Ambiguity does, too. In times of change, you may not know what options are available. And this uncertainty leads to decision paralysis as surely as a table with 24 jams.
decision paralysis can be deadly for change—because the most familiar path is always the status quo.
Big-picture, hands-off leadership isn’t likely to work in a change situation, because the hardest part of change—the paralyzing part—is precisely in the details.
Any successful change requires a translation of ambiguous goals into concrete behaviors. In short, to make a switch, you need to script the critical moves.
Change begins at the level of individual decisions and behaviors, but that’s a hard place to start because that’s where the friction is. Inertia and decision paralysis will conspire to keep people doing things the old way. To spark movement in a new direction, you need to provide crystal-clear guidance. That’s why scripting is important—you’ve got to think about the specific behavior that you’d want to see in a tough moment,
You can’t script every move—that would be like trying to foresee the seventeenth move in a chess game. It’s the critical moves that count.
It may be easy to rationalize missing an administrative deadline, but it’s harder to rationalize letting down a coworker who’s counting on you.
Barbara’s e-mail should highlight the fact that almost two-thirds of reports are turned in on time. No one likes to hear that they’re underperforming relative to their peers.
When you want someone to behave in a new way, explain the “new way” clearly. Don’t assume the new moves are obvious.
But the more successful change transformations were more likely to set
behavioral goals: 89 percent of the top third versus only 33 percent of the bottom third. For instance, a behavioral goal might be that project teams would meet once a week and each team would include at least one representative of every functional area.
The Rider has to be jarred out of introspection, out of analysis. He needs a script that explains how to act, and that’s why the successes we’ve seen have involved such crisp direction. Buy 1% milk. Don’t spend cash unless it makes cash. Shop a little more in Miner County.
When you describe a compelling destination, you’re helping to correct one of the Rider’s great weaknesses—the tendency to get lost in analysis.
Our first instinct, in most change situations, is to offer up data to people’s Riders: Here’s why we need to change. Here are the tables and graphs and charts that prove it. The Rider loves this. He’ll start poring over the data, analyzing it and poking holes in it, and he’ll be inclined to debate with you about the conclusions you’ve drawn.
Notice what happens, though, when you point to an attractive destination: The Rider starts applying his strengths to figuring out how to get there.
SMART goals are better for steady-state situations than for change situations,
When you’re at the beginning, don’t obsess about the middle, because the middle is going to look different once you get there. Just look for a strong beginning and a strong ending
Kotter and Cohen note that analytical tools
work best when “parameters are known, assumptions are minimal, and the future is not fuzzy.”
Kotter and Cohen observed that, in almost all successful change efforts, the sequence of change is not ANALYZE-THINK-CHANGE, but rather SEE-FEEL-CHANGE.
The ambiguity in terms like “leader” or “team player” enables our illusions—that’s why it’s so much harder for us to fancy ourselves better-than-average pole vaulters.
It’s emotion that motivates the Elephant. In fighting for change, we’ve got to find the feeling. But which feeling? Anger, hope, dismay, enthusiasm, fear, happiness, surprise?
the “burning platform” is a great, uplifting tale for your people: “Team, let’s choose a dangerous plunge into the ocean over getting burned to death! Now get back to work!”
removing the stone from your shoe is what negative emotions are designed to do—to motivate specific actions.
If you need quick and specific action, then negative emotions might help.