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Read between March 23 - June 12, 2023
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You can see how easy it would be to turn an easy change problem (shrinking people’s buckets) into a hard change problem (convincing people to think differently). And that’s the first surprise about change: What looks like a people problem is often a situation problem.
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When people try to change things, they’re usually tinkering with behaviors that have become automatic, and changing those behaviors requires careful supervision by the Rider. The bigger the change you’re suggesting, the more it will sap people’s self-control. And when people exhaust their self-control, what they’re exhausting are the mental muscles needed to think creatively, to focus, to inhibit their impulses, and to persist in the face of frustration or failure. In other words, they’re exhausting precisely the mental muscles needed to make a big change. So when you hear people say that ...more
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in any situation where you need to change behavior: Direct the Rider. What looks like resistance is often a lack of clarity. So provide crystal-clear direction. (Think 1% milk.) Motivate the Elephant. What looks like laziness is often exhaustion. The Rider can’t get his way by force for very long. So it’s critical that you engage people’s emotional side—get their Elephants on the path and cooperative. (Think of the cookies and radishes study and the boardroom conference table full of gloves.) Shape the Path. What looks like a people problem is often a situation problem. We call the situation ...more
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In tough times, the Rider sees problems everywhere, and “analysis paralysis” often kicks in. The Rider will spin his wheels indefinitely unless he’s given clear direction. That’s why to make progress on a change, you need ways to direct the Rider. Show him where to go, how to act, what destination to pursue.
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Solutions-focused therapists learn to focus their patients on the first hints of the miracle—“What’s the first small sign you’d see that would make you think the problem was gone”—because they want to avoid answers that are overly grand and unattainable: “My bank account is full, I love my job, and my marriage is great.” Once they’ve helped patients identify specific and vivid signs of progress, they pivot to a second question, which is perhaps even more important. It’s the Exception Question: “When was the last time you saw a little bit of the miracle, even just for a short time?”
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Big problems are rarely solved with commensurately big solutions. Instead, they are most often solved by a sequence of small solutions, sometimes over weeks, sometimes over decades. And this asymmetry is why the Rider’s predilection for analysis can backfire so easily. When the Rider analyzes a problem, he seeks a solution that befits the scale of it. If the Rider spots a hole, he wants to fill it, and if he’s got a round hole with a 24-inch diameter, he’s gonna go looking for a 24-inch peg. But that mental model is wrong.
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To pursue bright spots is to ask the question “What’s working, and how can we do more of it?” Sounds simple, doesn’t it? Yet, in the real world, this obvious question is almost never asked. Instead, the question we ask is more problem focused: “What’s broken, and how do we fix it?”
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The more choices the Rider is offered, the more exhausted the Rider gets.
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Change brings new choices that create uncertainty. Let’s be clear: It’s not only options that yield decision paralysis—like picking one donut from 100 flavors. Ambiguity does, too. In times of change, you may not know what options are available. And this uncertainty leads to decision paralysis as surely as a table with 24 jams.
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HOW DO WE MAKE THE SWITCH?
Kaja Trees
Direct the rider 1. Find the bright spots - how to do more of what is already working 2. Script the critical moves - clear guidelines for any decisions (why, who, when, where, how) Motivate the elephant: 1. Find the feeling Shape the path: 1. Change the environment 2. Rally the herd
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They found that, across the spectrum, almost everyone set goals: 89 percent of the top third and 86 percent of the bottom third. A typical goal might be to improve inventory turns by 50 percent. But the more successful change transformations were more likely to set behavioral goals: 89 percent of the top third versus only 33 percent of the bottom third. For instance, a behavioral goal might be that project teams would meet once a week and each team would include at least one representative of every functional area.
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To the Rider, a big problem calls for a big solution. But if you seek out a solution that’s as complex as the problem, you’ll get the Food Pyramid and nothing will change. (The Rider will just spin his wheels trying to make sense of it.) The Rider has to be jarred out of introspection, out of analysis. He needs a script that explains how to act, and that’s why the successes we’ve seen have involved such crisp direction. Buy 1% milk. Don’t spend cash unless it makes cash. Shop a little more in Miner County.
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To the Rider, the “analyzing” phase is often more satisfying than the “doing” phase, and that’s dangerous for your switch. Notice what happens, though, when you point to an attractive destination: The Rider starts applying his strengths to figuring out how to get there.
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What is essential, though, is to marry your long-term goal with short-term critical moves. Esserman’s vision was compelling, but it would have been empty talk without lots of behavior-level execution. You have to back up your destination postcard with a good behavioral script. That’s a recipe for success. What you don’t need to do is anticipate every turn in the road between today and the destination. It’s not that plotting the whole journey is undesirable; it’s that it’s impossible. To think that you can plot a turn-by-turn map to the end, like a leader’s version of Mapquest, is almost ...more
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The Rider’s strengths are substantial, and his flaws can be mitigated. When you appeal to the Rider inside yourself or inside others you are trying to influence, your game plan should be simple. First, follow the bright spots. Think of the Vietnamese children who stayed well nourished against the odds, or the Genentech sales reps who racked up sales against the odds. As you analyze your situation, you’re sure to find some things that are working better than others. Don’t obsess about the failures. Instead, investigate and clone the successes. Next, give direction to the Rider—both a start and ...more
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Kotter and Cohen observed that, in almost all successful change efforts, the sequence of change is not ANALYZE-THINK-CHANGE, but rather SEE-FEEL-CHANGE. You’re presented with evidence that makes you feel something. It might be a disturbing look at the problem, or a hopeful glimpse of the solution, or a sobering reflection of your current habits, but regardless, it’s something that hits you at the emotional level.
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when people fail to change, it’s not usually because of an understanding problem. Smokers understand that cigarettes are unhealthy, but they don’t quit. American automakers in the early twenty-first century knew they were too dependent on the sales of SUVs and trucks (and thus on low oil prices), but they didn’t innovate. At some level, we understand this tension. We know there’s a difference between knowing how to act and being motivated to act. But when it comes time to change the behavior of other people, our first instinct is to teach them something. Smoking is really unhealthy! Your ...more
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Negative emotions tend to have a “narrowing effect” on our thoughts. If your body is tensing up as you walk through a dark alley, your mind isn’t likely to wander over to tomorrow’s to-do lists. Fear and anger and disgust give us sharp focus—which is the same thing as putting on blinders. Police detectives, for instance, frequently are frustrated by the testimony of gun-crime victims, who often can provide a rich description of the gun held by the perpetrator but can’t recall whether the perpetrator had a beard. Fredrickson argues that, in contrast with the narrowing effects of the negative ...more
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If you’re leading a change effort, you better start looking for those first two stamps to put on your team’s cards. Rather than focusing solely on what’s new and different about the change to come, make an effort to remind people what’s already been conquered.
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One way to shrink change, then, is to limit the investment you’re asking for—only 5 minutes of housecleaning, only one small debt. Another way to shrink change is to think of small wins—milestones that are within reach.
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When you set small, visible goals, and people achieve them, they start to get it into their heads that they can succeed. They break the habit of losing and begin to get into the habit of winning.
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No one can guarantee a small win. Lots of things are out of our control. But the goal is to be wise about the things that are under our control. And one thing we can control is how we define the ultimate victory and the small victories that lead up to it. You want to select small wins that have two traits: (1) They’re meaningful. (2) They’re “within immediate reach,” as Bill Parcells said. And if you can’t achieve both traits, choose the latter!
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March says that when people make choices, they tend to rely on one of two basic models of decision making: the consequences model or the identity model. The consequences model is familiar to students of economics. It assumes that when we have a decision to make, we weigh the costs and benefits of our options and make the choice that maximizes our satisfaction. It’s a rational, analytical approach. This is the approach that Paul Butler knew would fail with St. Lucians, because there simply wasn’t a strong cost/benefit case for the parrot. In the identity model3 of decision making, we ...more
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the Elephant really, really hates to fail. This presents a difficulty for you when you are trying to change or when you’re trying to lead change. You know that you or your audience will fail, and you know that the failure will trigger the “flight” instinct, just as the two of us fled our salsa lessons. How do you keep the Elephant motivated when it faces a long, treacherous road? The answer may sound strange: You need to create the expectation of failure—not the failure of the mission itself, but failure en route.
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That’s the paradox of the growth mindset. Although it seems to draw attention to failure, and in fact encourages us to seek out failure, it is unflaggingly optimistic. We will struggle, we will fail, we will be knocked down—but throughout, we’ll get better, and we’ll succeed in the end. The growth mindset, then, is a buffer against defeatism. It re-frames failure as a natural part of the change process. And that’s critical, because people will persevere only if they perceive falling down as learning rather than as failing.
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But of course no one “shines” on the first few tries—this mindset set the teams up for failure. By contrast, the successful teams focused on learning. They didn’t assume that mastery would come quickly, and they anticipated that they’d face challenges. In the end, they were the ones who were more likely to get it right. Failing is often the best way to learn, and because of that, early failure is a kind of necessary investment.
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Over the past few chapters, we’ve seen that the central challenge of change is keeping the Elephant moving forward. Whereas the Rider needs direction, the Elephant needs motivation. And we’ve seen that motivation comes from feeling—knowledge isn’t enough to motivate change. But motivation also comes from confidence. The Elephant has to believe that it’s capable of conquering the change. And there are two routes to building people’s confidence so that they feel “big” relative to their challenge. You can shrink the change or grow your people (or, preferably, both).
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When change works, it tends to follow a pattern. The people who change have clear direction, ample motivation, and a supportive environment. In other words, when change works, it’s because the Rider, the Elephant, and the Path are all aligned in support of the switch.