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December 8, 2016 - June 17, 2021
perceptual contrast is sometimes employed in psychophysics laboratories to introduce students to the principle firsthand. Each student takes a turn sitting in front of three pails of water—one cold, one at room temperature, and one hot. After placing one hand in the cold water and one in the hot water, the student is told to place both in the lukewarm water simultaneously. The look of amused bewilderment that immediately registers tells the story: Even though both hands are in the same bucket, the hand that has been in the cold water feels as if it is now in hot water, while the one that was
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The subjects in that condition who indicated that they disliked Joe bought just as many of his tickets as did those who indicated that they liked him.
The rule for reciprocity was so strong that it simply overwhelmed the influence of a factor—liking for the requester—that normally affects the decision to comply.
Think of the implications. People we might ordinarily dislike—unsavory or unwelcome sales operators, disagreeable acquaintances, representatives of strange or unpopular organizations—can greatly increase the chance that we will do what they wish ...
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benefactor-before-beggar strategy has been wildly successful for the Hare Krishna Society, producing large-scale economic gains and funding the ownership of temples, businesses, houses, and property in 321 centers in the United States and overseas.
same process may account for the problems Jimmy Carter had in getting his programs through Congress during his early administration, despite heavy Democratic majorities in both House and Senate. Carter came to the presidency from outside the Capitol Hill establishment.
Much of his legislative difficulty upon arriving may be traced to the fact that no one there was indebted to him.
actress Sally Kellerman was asked why she was lending her name and efforts to the candidacy of Democratic hopeful Jerry Brown. Her reply: “Twenty years ago, I asked ten friends to help me move. He was the only one who showed up.”
different version of the free-sample tactic is used by the Amway Corporation, a rapid-growth company that manufactures and distributes household and personal-care products in a vast national network of door-to-door neighborhood sales.
An equally compelling point regarding the power of reciprocity comes from an account of a woman who saved her life not by giving a gift as did the captured soldier, but by refusing a gift and the powerful obligations that went with it. The woman, Diane Louie, was an inhabitant of Jonestown, Guyana, in November of 1978 when its leader, Jim Jones, called for the mass suicide of all residents, most of whom compliantly drank and died from a vat of poison-laced Kool-Aid. Diane Louie, however, rejected Jones’s command and made her way out of Jonestown and into the jungle. She attributes her
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the Disabled American Veterans organization reports that its simple mail appeal for donations produces a response rate of about 18 percent. But when the mailing also includes an unsolicited gift (gummed, individualized address labels), the success rate nearly doubles to 35 percent. This is not to say that we might not feel a stronger sense of obligation to return a favor we have requested, only that such a request is not necessary to produce our indebtedness.
Although the obligation to repay constitutes the essence of the reciprocity rule, it is the obligation to receive that makes the rule so easy to exploit.
Notice the important asymmetry here—all the genuinely free choices were Joe’s. He chose the form of the initial favor, and he chose the form of the return favor. Of course, one could say that the subject had the choice of saying no to both of Joe’s offers. But those would have been tough choices.
The thing that really impressed me about all this was that most of the discarded flowers had brought donations from the people who had cast them away. The nature of the reciprocity rule is such that a gift so unwanted that it was jettisoned at the first opportunity had nonetheless been effective and exploitable.
If we look past the obvious tax advantage, we can see a reason why it would be beneficial for the organization to have the cards viewed as a gift instead of merchandise: There is a strong cultural pressure to reciprocate a gift, even an unwanted one; but there is no such pressure to purchase an unwanted commercial product.
Even something as small as the price of a drink can produce a feeling of debt. A student in one of my classes expressed it quite plainly in a paper she wrote: “After learning the hard way, I no longer let a guy I meet in a club buy my drinks because I don’t want either of us to feel that I am obligated sexually.” Research suggests that there is a basis for her concern. If, instead of paying for them herself, a woman allows a man to buy her drinks, she is immediately judged (by both men and women) as more sexually available to him.15
The technique is a simple one that we can call the rejection-then-retreat technique.
because it works, the rejection-then-retreat technique can and will be used purposely by certain people to get their way.
The truly gifted negotiator, then, is one whose initial position is exaggerated enough to allow for a series of reciprocal concessions that will yield a desirable final offer from the opponent, yet is not so outlandish as to be seen as illegitimate from the start.
Many individuals who would not otherwise subject their friends to a high-pressure sales presentation do agree to supply referrals when the request is presented as a concession from a purchase request they have just refused.
the only really plausible explanation of one of the most baffling political actions of our time: the decision to break into the Watergate offices of the Democratic National Committee that led to the ruin of Richard Nixon’s presidency.
highly risky operation requiring the participation and discretion of ten men.
Of course, there could be many differences between LaRue and the other two men that may have accounted for their differing opinions regarding the advisability of Liddy’s plan. But one stands out: Of the three, only LaRue had not been present at the prior two meetings, where Liddy had outlined his much more ambitious programs. Perhaps, then, only LaRue was able to see the third proposal for the clunker that it was and to react to it objectively, uninfluenced by the reciprocity and perceptual contrast forces acting upon the others.
There were three important findings in this experiment that help us to understand why the rejection-then-retreat technique is so effective. First, compared to the two other approaches, the strategy of starting with an extreme demand and then retreating to the more moderate one produced the most money for the person using it. But this result is not very surprising in light of the previous evidence we have seen of the power of larger-then-smaller-request tactics to bring about profitable agreements. It is the two additional findings of the study that are more striking.
Responsibility. Those subjects facing the opponent who used the retreating strategy felt most responsible for the final deal.
The requester’s concession within the technique not only causes targets to say yes more often, it also causes them to feel more responsible for having “dictated” the final agreement.
Satisfaction. Even though, on the average, they gave the most money to the opponent who used the concessions strategy, the subjects who were the targets of this strategy were the most satisfied with the final arrangement.
Since the tactic uses a concession to bring about compliance, the victim is likely to feel more satisfied with the arrangement as a result. And it stands to reason that people who are satisfied with a given arrangement are more likely to be willing to agree to further such arrangements.
The real opponent is the rule. If we are not to be abused by it, we must take steps to defuse its energy.
participate fairly in the “honored network of obligation” that has served us so well, both individually and societally, from the dawn of humanity.
if the initial favor turns out to be a device, a trick, an artifice designed specifically to stimulate our compliance with a larger return favor, that is a different story. Here our partner is not a benefactor but a profiteer. And it is here that we should respond to his action on precisely those terms.
As long as we perceive and define his action as a compliance device instead of a favor, he no longer has the reciprocation rule as an ally: The rule says that favors are to be met with favors; it does not require that tricks be met with favors.
A favor rightly follows a favor—not a piece of sales strategy. And if he subsequently responds to your refusal by proposing that you, at least, give him the names of some friends he might call on, use your mental maneuver on him again. Define his retreat to this smaller request as what (it is hoped after reading this chapter) you recognize it to be—a compliance tactic.
Once done, there would be no pressure to offer the names as a return concession, since his reduced request would not be viewed as a real concession. At this point, unhampered by an inappropriately triggered sense of obligation, you may once again be as compliant or noncompliant as you wish.
It is easier to resist at the beginning than at the end. —LEONARDO DA VINCI
Take the bettors in the racetrack experiment. Thirty seconds before putting down their money, they had been tentative and uncertain; thirty seconds after the deed, they were significantly more optimistic and self-assured. The act of making a final decision—in this case, of buying a ticket—had been the critical factor. Once a stand had been taken, the need for consistency pressured these people to bring what they felt and believed into line with what they had already done. They simply convinced themselves that they had
we all fool ourselves from time to time in order to keep our thoughts and beliefs consistent with what we have already done or decided.
Psychologists have long understood the power of the consistency principle to direct human action.
it is important to recognize that in most circumstances consistency is valued and adaptive. Inconsistency is commonly thought to be an undesirable personality trait. The person whose beliefs, words, and deeds don’t match may be seen as indecisive, confused, two-faced, or even mentally ill. On the other side, a high degree of consistency is normally associated with personal and intellectual strength. It is at the heart of logic, rationality, stability, and honesty.
But because it is so typically in our best interests to be consistent, we easily fall into the habit of being automatically so, even in situations where it is not the sensible way to be. When it occurs unthinkingly, consistency can be disastrous.
Sir Joshua Reynolds noted, “There is no expedient to which a man will not resort to avoid the real labor of thinking.”
All at once, things began to make sense. These were people with real problems; and they were somewhat desperately searching for a way to solve those problems. They were seekers who, if our discussion leaders were to be believed, had found a potential solution in TM. Driven by their needs, they very much wanted to believe that TM was their answer.
Once a stand is taken, there is a natural tendency to behave in ways that are stubbornly consistent with the stand.
asked them to predict what they would say if asked to spend three hours collecting money for the American Cancer Society. Of course, not wanting to seem uncharitable to the survey taker or to themselves, many of these people said that they would volunteer. The consequence of this sly commitment procedure was a 700 percent increase in volunteers when, a few days later, a representative of the American Cancer Society did
To make sure that this tactic doesn’t generate its successes simply because a solicitor who uses it seems more concerned and courteous than one who doesn’t use it, Howard conducted another study.
Specifically avoiding the appearance of brutality, the Red Chinese engaged in what they termed their “lenient policy,” which was in reality a concerted and sophisticated psychological assault on their captives.
The intensive psychological investigation took place, in part, because of the unsettling success of some aspects of the Chinese program. For example, the Chinese were very effective in getting Americans to inform on one another, in striking contrast to the behavior of American POWs in World War II. For this reason, among others, escape plans were quickly uncovered and the escape attempts themselves almost always unsuccessful.

