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February 11, 2019 - June 26, 2023
Suppose you want me to agree to a certain request. One way to increase your chances would be first to make a larger request of me, one that I will most likely turn down. Then, after I have refused, you would make the smaller request that you were really interested in all along.
Labor negotiators, for instance, often use the tactic of beginning with extreme demands that they do not actually expect to win but from which they can retreat in a series of seeming concessions designed to draw real concessions from the opposing side.
It would appear, then, that the larger the initial request, the more effective the procedure, since there would be more room available for illusory concessions. This is true only up to a point, however.
the first set of demands is so extreme as to be seen as unreasonable, the tactic backfires.17 In such cases, the party who has made the extreme first request is not seen to be bargaining in good faith.
The truly gifted negotiator, then, is one whose initial position is exaggerated enough to allow for a series of reciprocal concessions that will yield a desirable final offer from the opponent, yet is not so outlandish as to be seen as illegitimate from the start.
This larger-then-smaller-request strategy is effective for a pair of other reasons as well. The first concerns the perceptual contrast principle we encountered in Chapter 1. That principle accounted for, among other things, the tendency of a man to spend more money on a sweater following his purchase of a suit than before: After being exposed to the price of the large item, the price of the less expensive one appears smaller by comparison. In the same way, the larger-then-smaller-request procedure makes use of the contrast principle by making the smaller request look even smaller by comparison
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One of the beauties of this tactic is that by first requesting ten dollars and then retreating to five dollars, I will have simultaneously engaged the force of the reciprocity rule and the contrast principle.
The additional advantage of the technique is not really a psychological principle, as in the case of the other two factors; it is more of a purely structural feature of the request sequence.
By beginning with a ten-dollar request, I really can’t lose. If you agree to it, I will have gotten twice the amount from you I would have settled for. If, on the other hand, you turn down my initial request, I can retreat to the five-dollar favor that I desired from the outset and, through the action of the reciprocity and contrast principles, greatly enhance my likelihood of success. Either way, I benefit; it’s a case of heads I win, tails you lose.
Strangely enough, then, it seems that the rejection-then-retreat tactic spurs people not only to agree to a desired request but actually to carry out the request and, finally, to volunteer to perform further requests.
But what we have not yet examined is a little-known pair of positive by-products of the act of concession: feelings of greater responsibility for, and satisfaction with, the arrangement. It is this set of sweet side effects that enables the technique to move its victims to fulfill their agreements and to engage in further such agreements.
Responsibility. Those subjects facing the opponent who used the retreating strategy felt most responsible for the final deal.
The requester’s concession within the technique not only causes targets to say yes more often, it also causes them to feel more responsible for having “dictated” the final agreement.
Satisfaction.
It appears that an agreement that has been forged through the concessions of one’s opponent is quite satisfying.
it stands to reason that people who are satisfied with a given arrangement are more likely to be willing to agree to further such arrangements.
It is essential to recognize that the requester who invokes the reciprocation rule (or any other weapon of influence) to gain our compliance is not the real opponent.
Once we have determined that his initial offer was not a favor but a compliance tactic, we need only react to it accordingly to be free of its influence.
Using this free-information-and-inspection gambit, fire-protection sales organizations have flourished around the country.24 If you were to find yourself in such a situation with the realization that the primary motive of the inspector’s visit was to sell you a costly alarm system, your most effective next action would be a simple, private maneuver.
Notice how, as is usually the case, use of the rejection-then-retreat tactic engages the action of the contrast principle as well. Not only did the $140 initial request make the $34.95 request seem like a retreat, it made that second request seem smaller too.
It is easier to resist at the beginning than at the end. —LEONARDO DA VINCI
Once we have made a choice or taken a stand, we will encounter personal and interpersonal pressures to behave consistently with that commitment. Those pressures will cause us to respond in ways that justify our earlier decision.
The act of making a final decision—in this case, of buying a ticket—had been the critical factor. Once a stand had been taken, the need for consistency pressured these people to bring what they felt and believed into line with what they had already done.
Obviously, horse-race bettors are not alone in their willingness to believe in the correctness of a difficult choice, once made. Indeed, we all fool ourselves from time to time in order to keep our thoughts and beliefs consistent with what we have already done or decided.
Prominent theorists such as Leon Festinger, Fritz Hieder, and Theodore Newcomb have viewed the desire for consistency as a central motivator of our behavior.
To understand why consistency is so powerful a motive, it is important to recognize that in most circumstances consistency is valued and adaptive. Inconsistency is commonly thought to be an undesirable personality trait.
If, as it appears, automatic consistency functions as a shield against thought, it should not be surprising that such consistency can also be exploited by those who would prefer that we not think too much in response to their requests for our compliance.
In fine jujitsu fashion, they structure their interactions with us so that our own need to be consistent will lead directly to their benefit.
What produces the click that activates the whirr of the powerful consistency tape? Social psychologists think they know the answer: commitment. If I can get you to make a commitment (that is, to take a stand, to go on record), I will have set the stage for your automatic and ill-considered consistency with that earlier commitment.
many times a man would change his image of himself to be consistent with the deed and with the new “collaborator” label, often resulting in even more extensive acts of collaboration.
The general idea is to pave the way for full-line distribution by starting with a small order…. Look at it this way—when a person has signed an order for your merchandise, even though the profit is so small it hardly compensates for the time and effort of making the call, he is no longer a prospect—he is a customer.
The tactic of starting with a little request in order to gain eventual compliance with related larger requests has a name: the foot-in-the-door technique.
After considering and discarding other explanations, Freedman and Fraser came upon one that offered a solution to the puzzle: Signing the beautification petition changed the view these people had of themselves. They saw themselves as public-spirited citizens who acted on their civic principles. When, two weeks later, they were asked to perform another public service by displaying the DRIVE CAREFULLY sign, they complied in order to be consistent with their newly formed self-images.
What the Freedman and Fraser findings tell us, then, is to be very careful about agreeing to trivial requests. Such an agreement can not only increase our compliance with very similar, much larger requests, it can also make us more willing to perform a variety of larger favors that are only remotely connected to the little one we did earlier.
It scares me enough that I am rarely willing to sign a petition anymore, even for a position I support. Such an action has the potential to influence not only my future behavior but also my self-image in ways I may not want. And once a person’s self-image is altered, all sorts of subtle advantages become available to someone who wants to exploit that new image.
Notice that all of the foot-in-the-door experts seem to be excited about the same thing: You can use small commitments to manipulate a person’s self-image; you can use them to turn citizens into “public servants,” prospects into “customers,” prisoners into “collaborators.”
And once you’ve got a man’s self-image where you want it, he should comply naturally with a whole range of your requests that are consistent with this view of himself.
And the Chinese knew that, as a commitment device, a written declaration has some great advantages. First, it provides physical evidence that the act occurred. Once a man wrote what the Chinese wanted, it was very difficult for him to believe that he had not done so.
A second advantage of a written testament is that it can be shown to other people. Of course, that means it can be used to persuade those people. It can persuade them to change their own attitudes in the direction of the statement.
People have a natural tendency to think that a statement reflects the true attitude of the person who made it.
as we will see in Chapter 4, what those around us think is true of us is enormously important in determining what we ourselves think is true.
And because others see us as believing what we have written (even when we’ve had little choice in the matter), we will once again experience a pull to bring self-image into line with the written statement.
There is something magical about writing things down. So set a goal and write it down. When you reach that goal, set another and write that down. You’ll be off and running.
Public commitments tend to be lasting commitments.
Whenever one takes a stand that is visible to others, there arises a drive to maintain that stand in order to look like a consistent person.
But Deutsch and Gerard found that, by far, it was the students who had publicly recorded their initial positions who most resolutely refused to shift from those positions later. Public commitment had hardened them into the most stubborn of all.
Many weight-reduction clinics, for instance, understand that often a person’s private decision to lose weight will be too weak to withstand the blandishments of bakery windows, wafting cooking scents, and late-night Sara Lee commercials. So they see to it that the decision is buttressed by the pillars of public commitment. They require their clients to write down an immediate weight-loss goal and show that goal to as many friends, relatives, and neighbors as possible.
Yet another reason that written commitments are so effective is that they require more work than verbal ones. And the evidence is clear that the more effort that goes into a commitment, the greater is its ability to influence the attitudes of the person who made it.
There is another striking similarity between the initiation rites of tribal and fraternal societies: They simply will not die. Resisting all attempts to eliminate or suppress them, such hazing practices have been phenomenally resilient. Authorities, in the form of colonial governments or university administrations, have tried threats, social pressures, legal actions, banishments, bribes, and bans to persuade the groups to remove the hazards and humiliations from their initiation ceremonies. None has been successful.