Sapiens: A Brief History of Humankind

by Yuval Noah Harari

There are no gods in the universe, no nations, no money, no human rights, no laws, and no justice outside the common imagination of human beings.

is why people began collectively to imagine the existence of limited liability companies. Such companies were legally independent of the people who set them up, or invested money in them, or managed them. Over the last few centuries such companies have become the main players in the economic arena, and we have grown so used to them that we forget they exist only in our imagination. In the US, the technical term for a limited liability company is a ‘corporation’, which is ironic, because the term derives from ‘corpus’ (‘body’ in Latin) – the one thing these corporations lack. Despite their having no real bodies, the American legal system treats corporations as legal persons, as if they were flesh-and-blood human beings.

Two million years ago, genetic mutations resulted in the appearance of a new human species called Homo erectus. Its emergence was accompanied by the development of a new stone tool technology, now recognised as a defining feature of this species. As long as Homo erectus did not undergo further genetic alterations, its stone tools remained roughly the same – for close to 2 million years!

Neanderthals could share information about the whereabouts of lions, but they probably could not tell – and revise – stories about tribal spirits. Without an ability to compose fiction, Neanderthals were unable to cooperate effectively in large numbers, nor could they adapt their social behaviour to rapidly changing challenges.

New ability Wider consequences The ability to transmit larger quantities of information about the world surrounding Homo sapiens Planning and carrying out complex actions, such as avoiding lions and hunting bison The ability to transmit larger quantities of information about Sapiens social relationships Larger and more cohesive groups, numbering up to 150 individuals The ability to transmit information about things that do not really exist, such as tribal spirits, nations, limited liability companies, and human rights a. Cooperation between very large numbers of strangers b. Rapid innovation of social behaviour

We are still animals, and our physical, emotional and cognitive abilities are still shaped by our DNA.

One on one, even ten on ten, we are embarrassingly similar to chimpanzees. Significant differences begin to appear only when we cross the threshold of 150 individuals, and when we reach 1,000–2,000 individuals, the differences are astounding. If you tried to bunch together thousands of chimpanzees into Tiananmen Square, Wall Street, the Vatican or the headquarters of the United Nations, the result would be pandemonium. By contrast, Sapiens regularly gather by the thousands in such places. Together, they create orderly patterns – such as trade networks, mass celebrations and political institutions – that they could never have created in isolation.

Biology sets the basic parameters for the behaviour and capacities of Homo sapiens. The whole of history takes place within the bounds of this biological arena.

However, this arena is extraordinarily large, allowing Sapiens to play an astounding variety of games. Thanks to their ability to invent fiction, Sapiens create more and more complex games, which each generation develops and elaborates even further.

Such a social structure is not an Aquarian utopia. It’s well documented among animals, notably our closest relatives, the chimpanzees and bonobos. There are even a number of present-day human cultures in which collective fatherhood is practised, as for example among the Barí Indians.

order to resolve this controversy and understand our sexuality, society and politics, we need to learn something about the living conditions of our ancestors, to examine how Sapiens lived between the Cognitive Revolution of 70,000 years ago, and the start of the Agricultural Revolution about 12,000 years ago.

The Stone Age should more accurately be called the Wood Age, because most of the tools used by ancient hunter-gatherers were made of wood.

a typical member of a modern affluent society will own several million artefacts – from cars and houses to disposable nappies and milk cartons. There’s hardly an activity, a belief, or even an emotion that is not mediated by objects of our own devising. Our eating habits are mediated by a mind-boggling collection of such items, from spoons and glasses to genetic engineering labs and gigantic ocean-going ships. In play, we use a plethora of toys, from plastic cards to 100,000-seater stadiums. Our romantic and sexual relations are accoutred by rings, beds, nice clothes, sexy underwear, condoms, fashionable restaurants, cheap motels, airport lounges, wedding halls and catering companies. Religions bring the sacred into our lives with Gothic churches, Muslim mosques, Hindu ashrams, Torah scrolls, Tibetan prayer wheels, priestly cassocks, candles, incense, Christmas trees, matzah balls, tombstones and icons.

gatherers. It’s much the same dilemma that a future historian would face if he had to depict the social world of twenty-first-century teenagers solely on the basis of their surviving snail mail – since no records will remain of their phone conversations, emails, blogs and text messages.

The former perhaps believed in reincarnation, while the latter thought this was nonsense. In one society, homosexual relationships might have been accepted, while in the other they were taboo.

In other words, while anthropological observations of modern foragers can help us understand some of the possibilities available to ancient foragers, the ancient horizon of possibilities was much broader, and most of it is hidden from our view.

What generalisations can we make about life in the pre-agricultural world nevertheless? It seems safe to say that the vast majority of people lived in small bands numbering several dozen or at most several hundred individuals, and that all these individuals were humans. It is important to note this last point, because it is far from obvious. Most members of agricultural and industrial societies are domesticated animals. They are not equal to their masters, of course, but they are members all the same. Today, the society called New Zealand is composed of 4.5 million Sapiens and 50 million sheep.

Experts disagree about the exact date, but we have incontrovertible evidence of domesticated dogs from about 15,000 years ago. They may have joined the human pack thousands of years earlier.

A 15,000-year bond has yielded a much deeper understanding and affection between humans and dogs than between humans and any other animal.

Trade was mostly limited to prestige items such as shells, amber and pigments. There is no evidence that people traded staple goods like fruits and meat, or that the existence of one band depended on the importing of goods from another. Sociopolitical relations, too, tended to be sporadic. The tribe did not serve as a permanent political framework, and even if it had seasonal meeting places, there were no permanent towns or institutions. The average person might live many months without seeing or hearing a human from outside of her own band, and she encountered throughout her life no more than a few thousand humans. The Sapiens population was thinly spread over vast territories. Before the Agricultural Revolution, the human population of the entire planet was smaller than that of today’s Cairo.

Most Sapiens bands lived on the road, roaming from place to place in search of food. Their movements were influenced by the changing seasons, the annual migrations of animals and the growth cycles of plants.

Occasionally, bands wandered outside their turf and explored new lands, whether due to natural calamities, violent conflicts, demographic pressures or the initiative of a charismatic leader. These wanderings were the engine of human worldwide expansion. If a forager band split once every forty years and its splinter group migrated to a new territory sixty miles to the east, the distance from East Africa to China would have been covered in about 10,000 years.

In some exceptional cases, when food sources were particularly rich, bands settled down in seasonal and even permanent camps. Techniques for drying, smoking and freezing food also made it possible to stay put for longer periods. Most importantly, alongside seas and rivers rich in seafood and waterfowl, humans set up permanent fishing villages – the first permanent settlements in history, long predating the Agricultural Revolution. Fishing villages might have appeared on the coasts of Indonesian islands as early as 45,000 years ago. These may have been the base from which Homo sapiens launched its first transoceanic enterprise: the invasion of Australia.

Sapiens did not forage only for food and materials. They foraged for knowledge as well. To survive, they needed a detailed mental map of their territory. To maximise the efficiency of their daily search for food, they required information about the growth patterns of each plant and the habits of each animal. They needed to know which foods were nourishing, which made you sick, and how to use others as cures. They needed to know the progress of the seasons and what warning signs preceded a thunderstorm or a dry spell. They studied every stream, every walnut tree, every bear cave, and every flint-stone deposit in their vicinity. Each individual had to understand how to make a stone knife, how to mend a torn cloak, how to lay a rabbit trap, and how to face avalanches, snakebites or hungry lions. Mastery of each of these many skills required years of apprenticeship and practice. The average ancient forager could turn a flint stone into a spear point within minutes. When we try to imitate this feat, we usually fail miserably. Most of us lack expert knowledge of the flaking properties of flint and basalt and the fine motor skills needed to work them precisely.

There is some evidence that the size of the average Sapiens brain has actually decreased since the age of foraging.5 Survival in that era required superb mental abilities from everyone. When agriculture and industry came along people could increasingly rely on the skills of others for survival, and new ‘niches for imbeciles’ were opened up. You could survive and pass your unremarkable genes to the next generation by working as a water carrier or an assembly-line worker.

They listened to the slightest movement in the grass to learn whether a snake might be lurking there. They carefully observed the foliage of trees in order to discover fruits, beehives and bird nests. They moved with a minimum of effort and noise, and knew how to sit, walk and run in the most agile and efficient manner. Varied and constant use of their bodies made them as fit as marathon runners. They had physical dexterity that people today are unable to achieve even after years of practising yoga or t’ai chi.

The hunter-gatherer way of life differed significantly from region to region and from season to season, but on the whole foragers seem to have enjoyed a more comfortable and rewarding lifestyle than most of the peasants, shepherds, labourers and office clerks who followed in their footsteps.

On top of that, foragers enjoyed a lighter load of household chores. They had no dishes to wash, no carpets to vacuum, no floors to polish, no nappies to change and no bills to pay.

The forager economy provided most people with more interesting lives than agriculture or industry do. Today, a Chinese factory hand leaves home around seven in the morning, makes her way through polluted streets to a sweatshop, and there operates the same machine, in the same way, day in, day out, for ten long and mind-numbing hours, returning home around seven in the evening in order to wash dishes and do the laundry. Thirty thousand years ago, a Chinese forager might leave camp with her companions at, say, eight in the morning. They’d roam the nearby forests and meadows, gathering mushrooms, digging up edible roots, catching frogs and occasionally running away from tigers. By early afternoon, they were back at the camp to make lunch. That left them plenty of time to gossip, tell stories, play with the children and just hang out. Of course the tigers sometimes caught them, or a snake bit them, but on the other hand they didn’t have to deal with automobile accidents and industrial pollution.

Ancient foragers also suffered less from infectious diseases. Most of the infectious diseases that have plagued agricultural and industrial societies (such as smallpox, measles and tuberculosis) originated in domesticated animals and were transferred to humans only after the Agricultural Revolution.

When an old Aché woman became a burden to the rest of the band, one of the younger men would sneak behind her and kill her with an axe-blow to the head. An Aché man told the inquisitive anthropologists stories of his prime years in the jungle. ‘I customarily killed old women. I used to kill my aunts . . . The women were afraid of me . . . Now, here with the whites, I have become weak.’ Babies born without hair, who were considered underdeveloped, were killed immediately. One woman recalled that her first baby girl was killed because the men in the band did not want another girl. On another occasion a man killed a small boy because he was ‘in a bad mood and the child was crying’. Another child was buried alive because ‘it was funny-looking and the other children laughed at

Both women and men were free to change partners at will. They smiled and laughed constantly, had no leadership hierarchy, and generally shunned domineering people. They were extremely generous with their few possessions, and were not obsessed with success or wealth. The things they valued most in life were good social interactions and high-quality friendships.

The world of thought, belief and feeling is by definition far more difficult to decipher.

Animism (from ‘anima’, ‘soul’ or ‘spirit’ in Latin) is the belief that almost every place, every animal, every plant and every natural phenomenon has awareness and feelings, and can communicate directly with humans.

Animists believe that there is no barrier between humans and other beings. They can all communicate directly through speech, song, dance and ceremony. A hunter may address a herd of deer and ask that one of them sacrifice itself. If the hunt succeeds, the hunter may ask the dead animal to forgive him. When someone falls sick, a shaman can contact the spirit that caused the sickness and try to pacify it or scare it away. If need be, the shaman may ask for help from other spirits. What characterises all these acts of communication is that the entities being addressed are local beings. They are not universal gods, but rather a particular deer, a particular tree, a particular stream, a particular ghost.

The sociopolitical world of the foragers is another area about which we know next to nothing. As explained above, scholars cannot even agree on the basics, such as the existence of private property, nuclear families and monogamous relationships. It’s likely that different bands had different structures. Some may have been as hierarchical, tense and violent as the nastiest chimpanzee group, while others were as laid-back, peaceful and lascivious as a bunch of bonobos.

The girl was adorned with 5,250 ivory beads. Both children were surrounded by statuettes and various ivory objects. A skilled craftsman (or craftswoman) probably needed about forty-five minutes to prepare a single ivory bead. In other words, fashioning the 10,000 ivory beads that covered the two children, not to mention the other objects, required some 7,500 hours of delicate work, well over three years of labour by an experienced artisan!

Whatever the correct answer, the Sungir children are among the best pieces of evidence that 30,000 years ago Sapiens could invent sociopolitical codes that went far beyond the dictates of our DNA and the behaviour patterns of other human and animal species.

supported by a string of equally depressing findings from other areas. At Jabl Sahaba in Sudan, a 12,000-year-old cemetery containing fifty-nine skeletons was discovered. Arrowheads and spear points were found embedded in or lying near the bones of twenty-four skeletons, 40 per cent of the find. The skeleton of one woman revealed twelve injuries. In Ofnet Cave in Bavaria, archaeologists discovered the remains of thirty-eight foragers, mainly women and children, who had been thrown into two burial pits.

The truth is that they did a lot of important things. In particular, they shaped the world around us to a much larger degree than most people realise. Trekkers visiting the Siberian tundra, the deserts of central Australia and the Amazonian rainforest believe that they have entered pristine landscapes, virtually untouched by human hands. But that’s an illusion. The foragers were there before us and they brought about dramatic changes even in the densest jungles and the most desolate wildernesses.

The most reasonable theory suggests that, about 45,000 years ago, the Sapiens living in the Indonesian archipelago (a group of islands separated from Asia and from each other by only narrow straits) developed the first seafaring societies. They learned how to build and manoeuvre ocean-going vessels and became long-distance fishermen, traders and explorers. This would have brought about an unprecedented transformation in human capabilities and lifestyles.

The giant diprotodon, a two-and-a-half-ton wombat, roamed the forests. Except for the birds and reptiles, all these animals were marsupials – like kangaroos, they gave birth to tiny, helpless, fetus-like young which they then nurtured with milk in abdominal pouches. Marsupial mammals were almost unknown in Africa and Asia, but in Australia they reigned supreme. Within a few thousand years, virtually all of these giants vanished. Of the twenty-four Australian animal species weighing 100 pounds or more, twenty-three became extinct.2 A large number of smaller species also disappeared. Food chains throughout the entire Australian ecosystem were broken and rearranged. It was the most important transformation of the Australian ecosystem for millions of years. Was it all the fault of Homo sapiens?

70,000 years ago and the second at about 20,000 years ago. The giant diprotodon appeared in Australia more than 1.5 million years ago and successfully weathered at least ten previous ice ages. It also survived the first peak of the last ice age, around 70,000 years ago. Why, then, did it disappear 45,000 years ago? Of course, if diprotodons had been the only large animal to disappear at this time, it might have been just a fluke. But more than 90 per cent of Australia’s megafauna disappeared along with the diprotodon.

A similar fate befell the mammoth population of Wrangel Island in the Arctic Ocean (125 miles north of the Siberian coast). Mammoths had flourished for millions of years over most of the northern hemisphere, but as Homo sapiens spread – first over Eurasia and then over North America – the mammoths retreated. By 10,000 years ago there was not a single mammoth to be found in the world, except on a few remote Arctic islands, most conspicuously Wrangel. The mammoths of Wrangel continued to prosper for a few more millennia, then suddenly disappeared about 4,000 years ago, just when the first humans reached the island. Were the Australian extinction an isolated event, we could grant humans the benefit of the doubt. But the historical record makes Homo sapiens look like an ecological serial killer.

The big beasts of Africa and Asia learned to avoid humans, so when the new mega-predator – Homo sapiens – appeared on the Afro-Asian scene, the large animals already knew to keep their distance from creatures that looked like it. In contrast, the Australian giants had no time to learn to run away. Humans don’t come across as particularly dangerous. They don’t have long, sharp teeth or muscular, lithe bodies. So when a diprotodon, the largest marsupial ever to walk the earth, set eyes for the first time on this frail-looking ape, he probably gave it one glance and then went back to chewing leaves. These animals had to evolve a fear of humankind, but before they could do so they were gone.

by the time Sapiens reached Australia, they had already mastered fire agriculture. Faced with an alien and threatening environment, it seems that they deliberately burned vast areas of impassable thickets and dense forests to create open grasslands, which attracted more easily hunted game, and were better suited to their needs. They thereby completely changed the ecology of large parts of Australia within a few short millennia.

if Homo sapiens had never gone Down Under, it would still be home to marsupial lions, diprotodons and giant kangaroos.

The extinction of the Australian megafauna was probably the first significant mark Homo sapiens left on our planet. It was followed by an even larger ecological disaster, this time in America. Homo sapiens was the first and only human species to reach the western hemisphere landmass, arriving about 16,000 years ago, that is in or around 14,000

To make the crossing, Sapiens first had to learn how to withstand the extreme Arctic conditions of northern Siberia, an area on which the sun never shines in winter, and where temperatures can drop to minus sixty degrees Fahrenheit.

Why banish oneself to Siberia by choice? Perhaps some bands were driven north by wars, demographic pressures or natural disasters. Others might have been lured northwards by more positive reasons, such as animal protein. The Arctic lands were full of large, juicy animals such as reindeer and mammoths. Every mammoth was a source of a vast quantity of meat (which, given the frosty temperatures, could even be frozen for later use), tasty fat, warm fur and valuable ivory. As the findings from Sungir testify, mammoth-hunters did not just survive in the frozen north – they thrived. As time passed, the bands spread far and wide, pursuing mammoths, mastodons, rhinoceroses and reindeer.