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Bob Eder

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Born

in New York, The United States

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Business, Ebooks, Nonfiction

Member Since

August 2010

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Beginning in 1977 or 1978, I started teaching classes on securities, i.e., stocks and bonds, to persons interested in taking the various exams that were an essential part of becoming licensed or registered with the SEC, FINRA, and other securities authorities. When as an older adult, I began my studies at the University of Utah Quinney School of Law. I received a J.D. degree in 2001. Thereafter, after several years of practicing law, I began writing text books on the various registration exams, including the Series 6, Securities Industry Essentials (SIE), Series 65, and Series 66.

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Average rating: 4.0 · 12 ratings · 1 review · 6 distinct works

	Study for the Series 65 Exam 4.75 avg rating — 4 ratings — 3 editions	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
	Study for the Series 65 Exam: Investment Adviser Representative really liked it 4.00 avg rating — 2 ratings — 2 editions	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
	Study for the Securities Industry Essentials (SIE) Exam 3.50 avg rating — 2 ratings — 2 editions	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
	Study for the Series 66 Exam: Investment Adviser Representative liked it 3.00 avg rating — 2 ratings — 2 editions	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
	Study for the Securities Industry Essentials (SIE) Exam really liked it 4.00 avg rating — 1 rating	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
	Study for the Series 6 Exam: Investment Companies and Variable Products really liked it 4.00 avg rating — 1 rating — 2 editions	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars

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Bob Eder's Blog: STUDY FOR YOUR SECURITIES EXAMS

SERIES 6 EXAM ASKS QUESTIONS ABOUT COMMUNICATIONS WITH CUSTOMERS AND KEEPING WRITTEN RECORDS OF THOSE COMMUNICATIONS

February 18, 2024
Series 6 Exam candidates should expect that several Series 6 Exam questions deal with FINRA and SEC rules on proper communications with retail customers and keeping written records of such communications. The Record-Keeping Rules state that a brokerage firm has an obligation to keep written records of advertising material sent to customers by its registered reps. Such records must Read more of this blog post »

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Published on February 18, 2024 10:25 • Tags: bob-eder-j-d, off-channel-communications, pass-your-series-6-exam, record-keeping, sec-rules-on-record-keeping, use-of-social-media

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"Surely You're Joking, Mr. Feynman!": Adventures of a Curious Character

by Richard P. Feynman

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Jan 25, 2024 02:50PM

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The Age of Reason Begins (The Story of Civilization, #7)

by Will Durant

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Jan 25, 2024 02:48PM

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The Rise and Fall of the Third Reich: A History of Nazi Germany

by William L. Shirer

bookshelves: currently-reading, twentieth-american-history

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Jan 25, 2024 02:32PM

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Bob Eder wrote a new blog post SERIES 6 EXAM ASKS QUESTIONS ABOUT COMMUNICATIONS WITH CUSTOMERS AND KEEPING WRITTEN RECORDS OF THOSE COMMUNICATIONS February 18, 2024 Series 6 Exam candidates should expect that several Series 6 Exam questions deal with FINRA and SEC rules on proper communications wi Read more of this blog post »
Feb 18, 2024 10:25AM · like
Bob Eder finished reading The Age of Wonder: How the Romantic Generation Discovered the Beauty and Terror of Science by Richard Holmes	Error rating book. Refresh and try again. Rate this book Clear rating 1 of 5 stars 2 of 5 stars 3 of 5 stars 4 of 5 stars 5 of 5 stars
Feb 18, 2024 10:21AM · like · preview book See a Problem? We’d love your help. Let us know what’s wrong with this preview of The Age of Wonder by Richard Holmes. Problem: Details (if other): Thanks for telling us about the problem. Not the book you’re looking for? Preview — The Age of Wonder by Richard Holmes <iframe sandbox id="wrongBookKindlePreviewScreen">