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November 29 - December 23, 2019
I became involved in several cases of mass killing. Some were argued as crimes against humanity, the killings of individuals on a large scale, and others gave rise to allegations of genocide, the destruction of groups. These two distinct crimes, with their different emphases on the individual and the group, grew side by side, yet over time genocide emerged in the eyes of many as the crime of crimes, a hierarchy that left a suggestion that the killing of large numbers of people as individuals was somehow less terrible.
“What haunts are not the dead, but the gaps left within us by the secrets of others,” the psychoanalyst Nicolas Abraham wrote of the relationship between a grandchild and a grandparent. The invitation from Lviv was a chance to explore those haunting gaps. I accepted it, then spent a summer writing the lecture.
Does the difference matter? someone else asked. Does it matter whether the law seeks to protect you because you are an individual or because of the group of which you happen to be a member? That question floated around the room, and it has remained with me ever since.
She said, “I want to let you know that your lecture was important to me, personally important for me.” I understood what she was telling me, sending a signal about her own roots. Whether a Pole or a Jew, this was not a matter to be spoken of openly. Issues of individual identity and group membership were delicate in Lviv. “I understand your interest in Lauterpacht and Lemkin,” she continued, “but isn’t your grandfather the one you should be chasing? Isn’t he the one closest to your heart?”
Only now, many years later, have I come to understand the darkness of the events through which Leon lived before this time, to emerge with a dignity intact, with warmth and a smile. He was a generous, passionate man, with a fiery temper that sometimes burst forth unexpectedly and brutally, a lifelong socialist who admired the French prime minister Léon Blum and loved soccer, an observant Jew for whom religion was a private matter not to be imposed on others. He was uninterested in the material world and didn’t want to be a burden on anybody. Three things mattered to him: family, food, and
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The New York Times reported that Lemberg and Żółkiew were occupied by Russian forces, following a “most colossal battle” that involved over a million and a half men. The newspaper described a “thousandfold, cosmic destruction and wrecking of human life, the most appalling holocaust history had ever known.” One of the casualties was Leon’s brother Emil, killed in action before he reached his twentieth birthday. “What was a single murder,” Stefan Zweig asked, within “the cosmic, thousandfold guilt, the most terrible mass destruction and mass annihilation yet known to history?”
They were images of a regular life, of Leon having escaped his origins. There is “no harder lot than that of the Eastern Jew newly arrived in Vienna,” Joseph Roth wrote of the interwar years, yet Leon created a life among those Jews who had “their feet safely pushed under desks in the First District,” the ones that had “gone ‘native.’ ” Seemingly on the up, he occupied a position between the desk sitters and the Ostenjuden, politically active, a reader of the socialist Neue Freie Presse (New Free Press), and a supporter of the progressive Social Democrats, a party distinct from the Christian
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I was surprised that Rita, a registered Jew, could be issued so late a document that allowed her to travel. An archivist at the U.S. Holocaust Memorial Museum in Washington described the journey as “improbable,” setting out the multitude of steps she would have had to go through to obtain the Fremdenpass, obstacles imposed by Adolf Eichmann. The archivist directed me to a large chart titled Die jüdische Wanderung aus der Ostmark, 1938–1939 (The Jewish migration from Austria, 1938–1939), as prepared by Eichmann. A stateless person like Rita, who lost her Austrian nationality after the Anschluss
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In 1945, Leon had no information, but I now did. He never told me that every single person from his childhood, each and every member of the extended Galician family of Buchholzes and Flaschners, was murdered. Of the seventy or more family members living in Lemberg and Żółkiew when the war began, the only survivor was Leon, the smiling boy with big ears.
Leon never spoke to me of that period, nor did he mention any of these family members. Only now, as a consequence of accepting the invitation to deliver a lecture in Lviv, could I begin to comprehend the scale of the devastation that he lived with for the remainder of a life that ran to the end of the twentieth century. The man I came to know in the second half of his life was the last person standing from the years in Galicia. This was the cause of the silence I had heard as a child, a silence that dominated the small apartment he shared with Rita.
The philosopher Martin Buber, who lectured and lived in Lemberg, became an intellectual influence, opposing Zionism as a form of abhorrent nationalism and holding to the view that a Jewish state in Palestine would inevitably oppress the Arab inhabitants. Lauterpacht attended Buber’s lectures and found himself attracted to such ideas, identifying himself as a disciple of Buber’s. This was an early fluttering of skepticism about the power of the state.
In 1921, Kelsen became a judge on the Constitutional Court, bringing Lauterpacht into direct contact with a new idea, in Europe if not America: individuals had inalienable constitutional rights, and they could go to a court to enforce those rights. This was a different model from that which protected minority rights, as in Poland. The two key distinctions—between groups and individuals, between national and international enforcement—influenced Lauterpacht’s thinking. In Austria, the individual was placed at the heart of the legal order.
On the side, he participated in more mundane activity, helping to run a dormitory for Jewish students, which meant hiring a housekeeper. They appointed a young woman called Paula Hitler, unaware that her brother was the leader of the fast-growing National Socialist Party. Adolf Hitler turned up unexpectedly in Vienna in 1921, a visitor “fallen from heaven,” as his sister put it, not yet notorious.
Pragmatic and instinctive, a creature of his life and law courses in Lemberg, Lauterpacht believed in the possibility of reining in the power of the state. This would be achieved not by aspiration, whether of writers or pacifists, but through ideas that were rigorous and rooted, to do justice and contribute to “international progress.” To this end, he wanted an international law that was less isolated and elite, more open to “outside influence.” His thesis—to use general principles of national law to strengthen international obligations—was published in May 1927, to great scholarly acclaim.
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McNair identified his protégé as a man without “a trace of the political agitator in his temperament,” yet with a “passion for justice” and the “relief of suffering.” McNair believed the events he lived through in Lemberg and Vienna from 1914 to 1922 prompted a belief in protecting human rights as a matter of “vital necessity.” Individuals should “possess international rights,” an innovative and revolutionary idea then and, in many quarters, still now.
He was equally resistant to his mother’s efforts to influence Rachel, who adopted a fashionable Louise Brooks bob and fringe. “Incandescent” when he saw the new style, Lauterpacht insisted that she return to the bun, prompting a major row between the couple and a threat from Rachel to leave him. “I can and must have my private harmless life without you bullying me.” In the end, however, Rachel conceded: the bun was still in place when I met her, more than fifty years later. Individual rights for some, but not for the mother or the wife.
Miss Tilney was a compassionate woman, not an ideologue out to do the missionary thing. It wasn’t only that she hid people but that she went out of her way to hide people. “People are only capable of great heroism when they believe something passionately,” a friend suggested, when I told her the story. “An abstract principle is not enough to be heroic; it has to be something which is emotional and deeply motivated.”
Lemkin’s innate curiosity confronted the nature of the German occupation. How exactly was German Nazi rule imposed? Believing the answer might be found in the minutiae of legal enactments, he started to gather Nazi decrees and ordinances, as others might collect stamps. As a lawyer, he understood that official documents often reflected underlying objectives without stating them explicitly, that a single document might be less revealing than a collection. The group was more valuable than the sum of its individual parts. He spent time at the central library in Stockholm, gathering, translating,
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That summer, waiting for the book to be published, he was buoyed by a decisive turn in the war. Moving westward at speed, at the end of July the Red Army had taken Lemberg, Żółkiew, and Wołkowysk. En route, it uncovered terrible atrocities. In August, the Russian journalist Vasily Grossman, writing for the Red Army magazine, described what they came across in an article titled “The Hell of Treblinka.” How could this happen? Grossman asked. “Was it something organic? Was it a matter of heredity, upbringing, environment or external conditions? Was it a matter of historical fate, or the
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Frank assumed total control over life and death and intended to exercise it, putting into effect ideas expressed at the 1935 Berlin Congress: in his General Government, the “community of the people” would be the only legal standard, so individuals would be subjugated to the will of the sovereign, the führer.
Himmler’s letter offered no ambiguity or escape. When I showed it to Horst, he stared at it, without expression. If his father stood before him now, what would he say? “I don’t really know,” Horst said. “It’s very difficult…maybe I wouldn’t ask him anything at all.” A silence hung around the desolate room. After a while, Horst punctured it with an exonerating thought: his father was overwhelmed by the situation, its inevitability and catastrophic proportion, by the orders and their immediacy. Nothing was inevitable, I suggested to Horst, not the signature, not the oversight he exercised.
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Allies were entitled to use military force to protect the “rights of man.” The argument was contentious then, and it remains so today, sometimes referred to as “humanitarian intervention.” Indeed, on the very day I first saw Lauterpacht’s original handwritten draft, President Obama and the British prime minister, David Cameron, were trying to persuade the U.S. Congress and the British Parliament that military intervention in Syria was justified in law, to protect the human rights of hundreds of thousands of individuals. The arguments they made—without success—drew on ideas expressed by
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was instinctively sympathetic to Lauterpacht’s view, which was motivated by a desire to reinforce the protection of each individual, irrespective of which group he or she happened to belong to, to limit the potent force of tribalism, not reinforce it. By focusing on the individual, not the group, Lauterpacht wanted to diminish the force of intergroup conflict. It was a rational, enlightened view, and also an idealistic one. The counterargument was put most strongly by Lemkin. Not opposed to individual rights, he nevertheless believed that an excessive focus on individuals was naive, that it
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He spoke in a measured and calm voice of the journey from the Warsaw ghetto in August 1942, transportation by rail in inhumane conditions, eight thousand people in overcrowded cattle cars. He was the only survivor. When the Russian prosecutor asked about the moment of arrival, Rajzman told him how they were made to undress and walk along Himmelfahrtstrasse, the “street to heaven,” a short walk to the gas chamber, when suddenly a friend from Warsaw singled him out and led him away. The Germans needed an interpreter, but before that he loaded the clothes of the dead onto empty trains that
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He offered a graphic account of killing on an industrial scale, individual acts of horror and inhumanity. A ten-year-old girl was brought to the Lazarett (infirmary) with her two-year-old sister, guarded by a German called Willi Mentz, a milkman with a small black mustache (Mentz later returned to the job, which he held until sentenced to life imprisonment at the Treblinka trial, held in Germany in 1965). The older girl threw herself onto Mentz as he removed his gun. Why did he want to kill the little girl? Rajzman described how he watched Mentz pick up the two-year-old, walk the short
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Did you ever participate in the annihilation of Jews? Frank reflected, his face quizzical. He offered a carefully crafted response. “I say ‘yes,’ and the reason why I say ‘yes’ is because, having lived through the five months of this trial, and particularly after having heard the testimony of the witness Hoess, my conscience does not allow me to throw the responsibility solely on these minor people.” The words caused a commotion among the defendants, which he must have noticed. He wanted to be clear about what he was saying: he never personally installed an extermination camp or promoted their
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LEON CHOSE the path of silence. Nothing was said of Malke, his sisters Laura and Gusta, the family in Lemberg and Żółkiew, or the other family members in Vienna, including his four nieces. One of the four nieces was Herta, the eleven-year-old daughter of sister Laura, who was to travel to Paris with Miss Tilney and my mother in the summer of 1939, but did not do so. Leon never spoke of her. He said nothing either of his sister Gusta and her husband, Max, who remained in Vienna until December 1939. I knew little about Gusta and Max’s three daughters—Daisy, the eldest, Edith, the youngest, and
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Herta listened attentively to this account, which I shared with some anxiety. When I had finished, I waited to see if she had any questions, but there were none. She had heard and understood. She chose this moment to offer an explanation of her approach to the past, to silence and remembrance. “I want you to know that it’s not correct that I have forgotten everything.” That is what she said, her eyes fixed firmly on mine. “It is just that I decided a very long time ago that this was a period that I did not wish to remember. I have not forgotten. I have chosen not to remember.”
Leon’s name produced the most vivid of family memories. She described him as “beloved,” her uncle Leon, like an older brother, only sixteen years older than she. He was always around, a constant presence. “He was so nice, I loved him.” She stopped herself, surprised by what she had just said. Then she said it again, in case I missed it. “I really loved him.” He grew up with her, Herta explained, living in the same apartment after Malke returned to Lemberg in 1919. He was there when she was born in 1920, sixteen years old, a Viennese schoolboy. Her mother, Gusta, was his guardian in Malke’s
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This prompted a question from me about women friends. Herta shook her head firmly, then smiled, a warm smile. Her eyes were expressive too. “Everyone was always saying to Leon, ‘When will you get married?’ He always said he never wanted to get married.” I asked again about girlfriends. She remembered none. “He was always with his friend Max.” That is all she said, repeating the words. Doron asked if she thought Leon might have been gay. “We didn’t know what that was back then,” Herta replied. The tone was flat. She was not surprised or shocked. She didn’t confirm; she didn’t deny.
Lesser terms—like “mass murder” or “mass extermination”—were inadequate, because they were incapable of conveying the vital element of racial motivation and the desire to destroy entire cultures. How impoverished we would be, Lemkin wrote, if the people doomed by Germany such as the Jews had not been permitted to create the Bible or to give birth to an Einstein [or] a Spinoza; if the Poles had not had the opportunity to give the world a Copernicus, a Chopin, a Curie; the Greeks a Plato and a Socrates, the English a Shakespeare; the Russians a Tolstoy and a Shostakovich, the Americans an
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Robert Jackson opened for the prosecution on a Friday morning, July 26. Lemkin was still in Nuremberg, eager to hear what might be said about genocide; Lauterpacht stayed in Cambridge. Jackson took the tribunal back to the facts, the war, its conduct, and the enslavement of occupied populations. The “most far-flung and terrible” of the acts was the persecution and extermination of Jews, a “final solution” that led to the killing of six million. The defendants offered a “chorus,” claiming to be oblivious to the terrible facts. A “ridiculous” argument, Jackson told the judges. Göring said he
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Shawcross was on a roll, turning to the techniques of genocide. He described the pattern of action that ended with the deliberate murder of groups, in gas chambers, by mass shootings, by working the victims to death. He spoke of “biological devices” to decrease the birthrate, of sterilization, of castration, of abortion, of the separation of man and woman. The evidence was overwhelming, he continued. Each defendant knew about the “policy of genocide,” each was guilty of the crime, each was a murderer. The only proper sentence was “the supreme penalty.” This caused a commotion in the dock.
Nevertheless, Shawcross drew much from Lauterpacht. There was no question of retroactivity, because all the acts involved—extermination, enslavement, persecution—were crimes under most national laws. The fact that they were lawful under German law offered no defense because the acts affected the international community. They were “crimes against the law of nations,” not mere matters of domestic concern. In the past, international law had allowed each state to decide how it would treat its nationals, but that was now replaced by a new approach: International law has in the past made some claim
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They shared what little information they had about events in Wołkowysk. “My father, Elias, found out there were only a few Jews remaining when the Soviets came in the summer of 1944, maybe no more than fifty or sixty.” A repetition of events in Żółkiew and Dubno and tens of thousands of other places small and large across central Europe, reflected in the stones of Treblinka. Saul spoke gently about this subject, but the light in his eyes was dimmed. “The rest, we knew what happened to them. A Jew sent us a letter. My grandparents were taken to an unknown destination. They were dead.” Did Saul
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By then, the Frank family was pretty much impecunious, gathering food and information about the trial as best it could. More or less estranged from Frank, Brigitte maintained contact with a journalist in Bavaria, a man who offered a summary of the trial each evening on German radio. “My mother listened every night, at seven o’clock,” Niklas recalled. Occasionally, the journalist paid a visit, and sometimes he brought chocolate, a rare treat for the children. He was looking for snippets of information to use on his radio program. Niklas remembered one detail, that the journalist was Jewish: “My
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How was his father? “He was smiling, trying to be happy. I remember too that my father lied to me.” Meaning? “He said, ‘In two or three months’ time, we will celebrate Christmas in Schliersee, at home, and we will be very happy all together.’ I was thinking, why are you lying? I knew from school, from what my friends were saying, what was going to happen. You must never lie to a seven-year-old child; it is never forgotten.” This was a week before the judgment. As far as Niklas was able to recall, he spoke not a word to his father. Nothing. “I didn’t say good-bye. The whole thing lasted not
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Perhaps it was the power of Lemkin’s word, but as Lauterpacht feared, there emerged a race between victims, one in which a crime against humanity came to be seen as the lesser evil. That was not the only unintended consequence of the parallel efforts of Lauterpacht and Lemkin. Proving the crime of genocide is difficult, and in litigating cases I have seen for myself how the need to prove the intent to destroy a group in whole or in part, as the Genocide Convention requires, can have unhappy psychological consequences. It enhances the sense of solidarity among the members of the victim group
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