Genghis Khan and the Making of the Modern World
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At the end of the campaign, Subodei and Jebe led their soldiers down to spend a relaxing spring in the Crimea on the Black Sea. They celebrated their victory with a great drunken party that lasted for days. The guest of honor was the defeated Prince Mstislav and his two sons-in-law, but their treatment showed how much the Mongols had changed since the time of Genghis Khan. The Mongols wrapped the three of them in felt rugs, as befitted high-ranking aristocrats, and stuffed them beneath the floorboards of their ger, thereby slowly, but bloodlessly, crushing the men as the Mongols drank and sang ...more
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Instead of attacking the walls of Riazan, the Mongols used their massive number of conscripted laborers in a project that confused and terrified the citizens even more. The workers cut down trees, hauled them to the Mongol lines outside the city, and rapidly began building a wall completely surrounding the already walled city. The Mongol wall formed a strong stockade that surrounded the city completely, sealed off the gates, and prevented the city’s defenders from sending out forays of troops to attack the Mongols or to destroy their siege machines. The wall was a wooden form of the ...more
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Their catapults rained down rocks, chunks of wood, flaming pots of naphtha, gunpowder, and other unknown substances. The Mongols used these as incendiaries to spread fires, but also as smoke bombs and to create terrible smells, which, at that time in Europe, were thought to be both acts of evil magic and the source of disease.
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While the new prisoners dismantled the stockade wall and began transporting the logs on toward the next targeted city, a cadre of Mongol census takers followed the army to record the number of people, animals, and products seized. They divided the goods and the captives into lots according to the laws of shares for everyone from orphans and widows to the Golden Family. Then they sent thousands of prisoners to transport the goods back to Karakorum.
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The capture of the unnamed Englishman coincided with the end of Mongol penetration into Europe. They had followed the grass steppes across central Asia, Russia, Ukraine, Poland, and Hungary; but where the pastures ended, the Mongols stopped. With five horses per warrior, they needed that pasture to function. Their marked advantages of speed, mobility, and surprise were all lost when they had to pick their way through forests, rivers, and plowed fields with crops and ditches, hedges, and wooden fences. The soft furrows of the peasant’s field offered an insecure foothold for the horses. The ...more
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Disappointed with the material reward of their invasion and eager to show some profit, the Mongol officers struck a deal with the Italian merchants stationed in the Crimea. In exchange for large amounts of trade goods, the Mongols allowed the Italians to take many of their European prisoners, especially the young ones, to sell as slaves around the Mediterranean. This began a long and lucrative relationship between the Mongols and the merchants of Venice and Genoa, who set up trading posts in the Black Sea to tap this new market. The Italians supplied the Mongols with manufactured goods in ...more
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This decision to sell the young people would create a major future problem for the Mongols, because the Italians sold most of their slaves to the sultan of Egypt, who used them in his slave army. In another twenty years, the Mongols were destined to meet this army composed mostly of Slavs and Kipchaks who had plenty of experience fighting the Mongols, and in many cases had even learned the Mongol language before being transported away. That future meeting along the Sea of Galilee in modern Israel would prove to have a far different outcome than the first meeting on the plains of Russia.
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The Mongols continued for another generation to foster closer relations with Christian Europe, but in the end, they would have to abandon all such hope, and with it they would, in time, abandon Christianity entirely in favor of Buddhism and Islam.
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Guyuk ordered his guards to bring Fatima, stripped naked and tightly bound in ropes, before him in open court. There she was kept publicly, “hungry and thirsty for many days and nights; she was plied with all manner of violence, severity, harshness and intimidation.” They beat her and then flogged her with some kind of heated metal rods. Such a public torture may have been appropriate for the treatment of a witch in European society or for a heretic at the hands of the Christian Church, but it violated totally the practices of Genghis Khan, who slew his enemies and ruled with harsh strictness ...more
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Envoys to Mongke’s court at Karakorum reported the working of an unusual contraption in his palace. A large tree sculpted of silver and other precious metals rose up from the middle of his courtyard and loomed over his palace, with the branches of the tree extending into the building and along the rafters. Silver fruit hung from the limbs, and it had four golden serpents braided around the trunk. At the top of the tree, rose a triumphant angel, also cast in silver, holding a trumpet at his side. An intricate series of pneumatic tubes inside the tree allowed unseen servants to blow into them ...more
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Even when they admitted to being Christians, Mongols did not consider their religion as their primary identification. As one of the Mongol generals who was a follower of Christianity explained, he was no Christian—he was a Mongol.
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The Mongols loved competitions of all sorts, and they organized debates among rival religions the same way they organized wrestling matches. It began on a specific date with a panel of judges to oversee it. In this case Mongke Khan ordered them to debate before three judges: a Christian, a Muslim, and a Buddhist. A large audience assembled to watch the affair, which began with great seriousness and formality. An official lay down the strict rules by which Mongke wanted the debate to proceed: on pain of death “no one shall dare to speak words of contention.”
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During the same time in both the Muslim and Christian kingdoms, the rulers made religious intolerance an official policy of the state. Frustrated in the attempts to conquer the Holy Land or to expand into eastern Europe, the Catholic Church moved into a phase of growing intolerance for religious variation at home. In 1255 the church sanctioned the torturing of people suspected of heretical beliefs, and priests, mostly Dominicans, began traveling from city to city to find and torture suspects. Until this time civil authorities used torture to interrogate suspected criminals, traitors, and war ...more
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A few days after the debate at Karakorum, Mongke Khan summoned Rubruck to discharge him and send him back to his home country. He took this occasion to explain to the priest, and through him to the rulers of Europe, that he himself belonged to no single religion, and he lectured Rubruck on Mongol beliefs about tolerance and goodness: “We Mongols believe in one God, by Whom we live and Whom we die and toward Him we have an upright heart.” He then explained, “Just as God gave different fingers to the hand so has He given different ways to men. To you God has given the Scriptures and you ...more
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For Hulegu, the ultimate prize was to conquer the Arab cultural and financial capital of Baghdad, but to get there, he had to reassert Mongol authority over several rebellious areas en route. The most difficult of these was to conquer the strongholds of the Nizari Ismailis, a heretical Muslim sect of Shiites more commonly known in the West as the Assassins. They were holed up in perhaps as many as a hundred unconquered mountain fortresses stretching from Afghanistan to Syria, the most important of which was Alamut, the Eagle’s Nest, in northern Persia. Members followed without question the ...more
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The Mongol army had accomplished in a mere two years what the European Crusaders from the West and the Seljuk Turks from the East had failed to do in two centuries of sustained effort. They had conquered the heart of the Arab world. No other non-Muslim troops would conquer Baghdad or Iraq again until the arrival of the American and British forces in 2003.
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In the six centuries since the birth of Islam, the religion had expanded greatly and lost control of a few border zones, but never had so much of the Muslim world fallen under the rule of pagans. The four decades from Genghis Khan’s attack on Bukhara until the fall of Baghdad and Damascus represented the lowest point in Muslim history. While the Crusaders had only managed to take a toehold in a few ports, the Mongols conquered every Muslim kingdom and city from the Indus River to the Mediterranean. They had conquered almost all of the Muslim lands in Asia; only the Arabian Peninsula and North ...more
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From 1250 to 1270, Mongolia suffered a lowering of temperatures. In a fragile ecological zone such as Mongolia, a change of only a few degrees in annual temperature severely reduces the small amount of precipitation, restricts the growth of the grass, and thereby weakens or kills the animals. Without strong horses or ample food, the supporters of Arik Boke, already cut off from the agricultural largesse of Khubilai Khan’s territory, proved too weak to mount a sustained war. The winter of 1263 proved particularly cruel, and by the following spring, Arik Boke no longer had a viable power base. ...more
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Like the four fountains of the Silver Tree, the Mongol Empire now divided into four primary zones of political administration. Khubilai ruled China, Tibet, Manchuria, Korea, and eastern Mongolia, but he faced constant problems in enforcing his rule over Mongolia and Manchuria. The Golden Horde ruled the Slavic countries of eastern Europe, and they consistently refused to recognize Khubilai as the Great Khan. The lands ruled by Hulegu and his descendants from Afghanistan to Turkey became known as the Ilkhanate, meaning “vassal empire.” It was here that Persian culture reemerged from centuries ...more
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For a mere three decades, Karakorum had served as capital of the Mongol Empire before the Mongols themselves, under the command of Khubilai, looted and virtually destroyed it. In that short time it had been the center, the pivot of the world. As part of the looting of Karakorum, the Silver Tree was disassembled and carted away.
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KHUBILAI KHAN’S GENIUS DERIVED from his recognition that he could not conquer all of China by mere force, no matter how large his army or sophisticated his weapons. Even without the military skills of his grandfather, he had clearly outsmarted everyone in his family. He possessed a keen strategic talent and the ability not merely to have good ideas but to implement them as well; he applied these skills to the management of his territory and, most important, to its expansion toward the south. In the end, he proved able to achieve through public politics what his grandfather had not been able to ...more
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He won control of China by appearing to be more Chinese than the Chinese, or at least more Chinese than the Sung.
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As emperor and founder of a new dynasty, Khubilai sought to sinicize his image and thereby make it not merely acceptable, but alluring, to his Chinese subjects. In 1263, Khubilai ordered the building of an ancestral temple for his family. He commissioned his ministers to conduct traditional Chinese ceremonies honoring the family’s ancestors, but, perhaps indicative of the usual Mongol reluctance to avoid anything associated with death, he personally stayed well away from them.
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In 1277, after declaring the new Mongol dynasty, he posthumously conferred Chinese names on his ancestors and built a larger temple with eight chambers: one for the founders of the family, Yesugei Baatar and Hoelun, another for Genghis Khan, one for each of Genghis Khan’s four sons, and one each for Guyuk Khan and Mongke Khan. In the new official version of the family history, Jochi, whose family had been the most loyal ally to Khubilai’s lineage, was fully recognized as a legitimate family member. Just as Mongke had posthumously elevated their father, Tolui, to the office of Great Khan, ...more
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To appear as a powerful Chinese leader, Khubilai needed an impressive court located in a real city, not a peripatetic tent court nor the ad hoc structures erected at Shangdu (Xanadu), in modern Inner Mongolia. The place held special importance for him because he had first been proclaimed Great Khan at the khuriltai there, but it had no obvious advantages. Not only was that capital located in a nomadic zone, which the Chinese found quite alien and barbaric, but it had also been the traditional staging area used by his grandfather in the raiding and looting of Chinese cities. Khubilai sought to ...more
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In contrast to the maze of winding alleys in most Chinese cities of the era, Khubilai’s capital had broad, straight streets run on a north-south axis with east-west streets perpendicular to them; the guards at one gate could see straight through the city to the guards at the opposite gate. From the imperial palace, they built boulevards, more to accommodate the horses and military maneuvers of the Mongols than the wheelbarrows or handcarts of the Chinese laborers. The boulevards stretched ...
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Furthering the Mongol interest in profits from international trade, Khubilai Khan designated sections of the city for Middle Eastern and Mongol populations as well as for people from all over what is today China. The city was host to merchants from as far away as Italy, India, and North Africa. Where so many men lingered, as Marco Polo pointed out in great detail, large numbers of prostitutes gathered in their own districts to serve them. Scholars and doctors came from the Middle East to practice their trades. Roman Catholic, Nestorian, and Buddhist priests joined their Taoist and Confucian ...more
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Ultimately, at the heart of the city, however, Khubilai created a Mongol haven where few foreigners, including Chinese, could enter. Behind high walls and guarded by Mongol warriors, the royal family and court continued to live as Mongols. The large open areas for animals in the middle of the city had no precedent in Chinese culture. This Forbidden City constituted a miniature steppe created in the middle of the Mongol capital. During the Mongol era, the whole complex of the Forbidden City was filled with gers, where members of the court often preferred to live, eat, and sleep. Pregnant wives ...more
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Inside the confines of their Forbidden City, Khubilai and his family continued to act as Mongols in dress, speech, food, sports, and entertainment. This meant that they consumed large amounts of alcohol, loudly slurped their soup, and they cut meat with knives at the table, thereby disgusting the Chinese who confined such acts to the kitchen during preparation. With the emphasis on alcohol and rituals of drinking and drunkenness, the scenes at court must have been somewhat chaotic as the free-roaming, individualistic Mongols tried to imitate the complex and highly orchestrated rituals and ...more
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The Mongols reduced by nearly half the number of capital offenses in China—from 233 to 135. Khubilai Khan rarely allowed the use of execution even for those offenses that remained. The records of executions survive for all but four of the thirty-four years of his reign. The highest number in a single year was 278 executions in 1283. The lowest was only 7 in 1263, but it is possible that the reason that four of the years are missing from the record is because there were no executions at all in those years. In total, fewer than 2,500 criminals were executed in more than three decades of ...more
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In a similar way, Mongol authorities sought to eradicate torture or, at least, to severely curtail its use. Mongol law specified that before torture could be applied to elicit a confession, the officials had to already have substantial evidence, not mere suspicion, that the person had committed a particular crime.
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The Mongol legal code of 1291 specified that officials must “first use reason to analyze and surmise, and shall not impose abruptly any torture.” By comparison, at the same time that the Mongols were moving to limit the use of torture, both church and state in Europe passed laws to expand its usage to an ever greater variety of crimes for which there need be no evidence. Unlike the variety of bloody forms of torture, such as stretching on the rack, being crushed by a great wheel, being impaled on spikes, or various forms of burning, in other countries, Mongols limited it to beating with a ...more
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The mildness of Mongol law and the customs of steppe culture showed up in some odd ways. Chinese authorities frequently tattooed a criminal’s crimes on his forehead so that he was permanently marked by his crime. Because Mongols considered the forehead the abode of the soul, they maintained that even a criminal’s head could not be thus abused. The Mongol authorities allowed the tattooing to continue, where it was already in practice, but specified that the tattoos be placed on the upper arms for the first two offenses and on the neck for the third, but never on the forehead. The Mongols did ...more
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They also used a system of parole in which freed prisoners had to report twice a month to local officials to have their behavior reviewed. In keeping with the Mongol principle of group culpability and responsibility, the freedom of a prisoner depended, in part, on his willingness to join an auxiliary law enforcement agency in order to apply his knowledge or crime to the apprehension of other prisoners. Criminals, and often their entire families, had to sign documents acknowledging receipt of their sentence and to register their disagreement or complaint with the process. To preserve the record ...more
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In the area of criminal law, they also set minimum requirements for officials visiting crime scenes to collect, analyze, and report evidence. These included instructions on the handling and examination of a corpse in order to collect as much information from it as practical, the reporting of which had to be made in triplicate, including drawings to depict the location of wounds. The Mongol procedures not only improved the quality of law enforcement, but corresponded with the overarching Mongol policy that all people, not just an educated elite, should know and be able to act through the law.
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For the Mongols, the law was more a way of handling problems, creating unity, and preserving peace rather than just a tool for deciding guilt or administering punishment.
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With so few Mongols ruling over so many people in China, Khubilai Khan seemed forced to accept administration through the traditional mandarins selected through a long process of study and exams, but he refused. Rather than perpetuate the old system, he abolished the exams and turned for administrative assistance to a wide variety of foreigners, particularly Muslims, and, when he could get them, Europeans such as Marco Polo. Like his grandfather, who found the educated Muslim administrators to be skilled in “the laws and customs of cities,” Khubilai imported large numbers of such men from his ...more
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Mindful of overdependence on any single nationality or ethnic group and inclined to play one off against another, however, Khubilai constantly mixed Chinese and foreigners in a diverse set of administrators that included Tibetans, Armenians, Khitan, Arabs, Tajiks, Uighurs, Tangut, Turks, Persians, and Europeans. The Mongols staffed each office with an ethnic quota of the three major groups of northern Chinese, southern Chinese, and foreigners so that each official was surrounded by men of a different culture or religion.
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Just as Genghis Khan promoted men from the lowest levels of society to the highest ranks of leadership based on their skills and achievements rather than birth, Khubilai’s administration constantly promoted men from the lowest jobs, such as cooks, gatekeepers, scribes, and translators. Both the promotion of low-ranking men and the movement of them into new areas increased their dependence on and loyalty to their Mongol overlords and lessened their connection to the people ruled.
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Whereas the old administrative system relied on unpaid scholarly officials who made a living by extorting money from people who needed their services or stamp of approval, the Mongols hired salaried employees for the lower levels of routine administration. They standardized the salaries throughout Mongol territory with a few regional differentials for the varying cost of living.
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The move toward consensual councils and paid civil servants did not take deep root in China, and it failed to outlive the Mongols. As soon as the Ming came to power, they reverted to the traditional institutions of bureaucratic offices and abandoned the council form in favor of rule from above. This experiment in participatory administration was not tried again in Chinese history until the twentieth century, when the founders of the republic and the founders of Communism struggled to reintroduce some of the local councils, debates, salaried administrators, and citizen participation in ...more
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In an important innovation designed to bring consistency to the markets, particularly involving the extension of credit, Mongol law provided for declarations of bankruptcy, but no merchant or customer could declare bankruptcy more than twice as a way to avoid paying debts. On the third time, he faced the possible punishment of execution.
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Because the subjects of the Mongol Empire used so many different languages, Khubilai Khan attempted one of the most innovative experiments in intellectual and administrative history. He sought to create a single alphabet that could be used to write all the languages of the world. He assigned this task to the Tibetan Buddhist lama Phagspa, who in 1269 presented the khan with a set of forty-one letters derived from the Tibetan alphabet. Khubilai Khan made Phagspa’s script the empire’s official script, but rather than force the system on anyone, he allowed the Chinese and all other subjects to ...more
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The she also had the task of providing some form of education for peasant children; the Mongols promoted general literacy as a way of improving the quality of life for everyone. Khubilai Khan created public schools to provide universal education to all children, including those of peasants. Until this point, only the rich had the time and income to educate their children and thereby maintain power over the illiterate peasantry for generation after generation. The Mongols recognized that in the winter, peasant children had time to learn, and rather than teaching them in classical Chinese, the ...more
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Traditionally in China, the performing artists such as actors and singers ranked as low in respect and prestige as prostitutes, concubines, and other marginal professions. The Mongol rulers raised their social status as professionals and built theater districts so that the performances would not be confined to marketplaces, brothels, and taverns. The combination of Chinese drama and the Mongolian patronage of music laid the basis for what became the Peking Opera.
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In 1276, the Mongol troops finally overtook the Sung capital at Hangzhou, and over the next few years they wiped up the small pockets of local resistance. Through patient propaganda and shrewd policies, Khubilai Khan had succeeded in doing what Genghis Khan had not been able to do with his mighty army. In keeping with his new image as the personification of Chinese virtues, Khubilai provided excellent care for the dowager empress and allowed most of the royal family to live in a wonderful palace with all the luxuries to which they had been accustomed.
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Khubilai Khan realized what a jewel he had acquired in his conquest of the Sung capital and officials. They represented the height of Chinese civilization, and in the years ahead, he strove to preserve their achievements while reforming and expanding their empire. As the Japanese scholar Hidehiro Okada wrote, “The greatest legacy of the Mongol Empire bequeathed to the Chinese is the Chinese nation itself.”
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The Mongols united not only all of the areas speaking various Chinese dialects, but they combined with it the adjacent kingdoms of the Tibetans, Manchurians, Uighurs, and dozens of smaller kingdoms and tribal nations. The new country under their administration was about five times as large as the civilization where people spoke the Chinese languages. The official Chinese state culture that emerged was certainly not Mongol; nor was it Chinese. Khubilai Khan had created a hybrid, and, through his efforts, the culture would have a worldwide impact of unanticipated dimensions and importance.
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Disorganized, sick, and already at sea much longer than prepared or supplied to do, the entire armada sailed for Japan in mid-August. Again, a storm churned the seas, capsizing and smashing boats, and perhaps more than one hundred thousand men died. Few ships survived to relate the story of the disaster. Khubilai’s invasions of Japan had failed, but they left a tremendous impact on Japanese social and political life by pushing them toward cultural unification and militaristic government. The Mongols, meanwhile, turned away from Japan, pretending the failures never happened as they looked ...more
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Similarly, in Southeast Asia, which remained beyond direct Mongol administration, the Mongol forces forged together new nations that laid a basis for Vietnam and Thailand. Prior to the Mongol era, the area that today composes the countries of Thailand, Laos, Vietnam, and Cambodia had been decisively Indian in culture and followed the architectural styles, religious practices, and mythology of Hindu India. The Mongols and the Chinese immigrants whom they had brought created a new hybrid culture that thereafter became known as Indo-Chinese.
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