The Origins of Totalitarianism (Penguin Modern Classics)
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Read between August 30 - November 13, 2018
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It had taken Hobbes, the great idolator of Success, three centuries to succeed. This was partly because the French Revolution, with its conception of man as lawmaker and citoyen, had almost succeeded in preventing the bourgeoisie from fully developing its notion of history as a necessary process. But it was also partly because of the revolutionary implications of the Commonwealth, its fearless breach with Western tradition, which Hobbes did not fail to point out.
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Every man and every thought which does not serve and does not conform to the ultimate purpose of a machine whose only purpose is the generation and accumulation of power is a dangerous nuisance.
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That the Leviathan actually amounts to a permanent government of tyranny, Hobbes is proud to admit: ‘the name of Tyranny signifieth nothing more nor lesse than the name of Soveraignty … I think the toleration of a professed hatred of Tyranny, is a Toleration of hatred to Commonwealth in generall …’
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Property by itself, however, is subject to use and consumption and therefore diminishes constantly. The most radical and the only secure form of possession is destruction, for only what we have destroyed is safely and forever ours.
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Hobbes was the true, though never fully recognized, philosopher of the bourgeoisie because he realized that acquisition of wealth conceived as a never-ending process can be guaranteed only by the seizure of political power, for the accumulating process must sooner or later force open all existing territorial limits.
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He foresaw the necessary idolatry of power itself by this new human type, that he would be flattered at being called a power-thirsty animal, although actually society would force him to surrender all his natural forces, his virtues and his vices, and would make him the poor meek little fellow who has not even the right to rise against tyranny, and who, far from striving for power, submits to any existing government and does not stir even when his best friend falls an innocent victim to an incomprehensible raison d’état.
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But when the last war has come and every man has been provided for, no ultimate peace is established on earth: the power-accumulating machine, without which continual expansion would not have been achieved, needs more material to devour in its never-ending process. If the last victorious Commonwealth cannot proceed to ‘annex the planets,’ it can only proceed to destroy itself in order to begin anew the never-ending process of power generation.
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The tremendously increased wealth produced by capitalist production under a social system based on maldistribution had resulted in ‘oversaving’ – that is, the accumulation of capital which was condemned to idleness within the existing national capacity for production and consumption. This money was actually superfluous, needed by nobody though owned by a growing class of somebodies. The ensuing crises and depressions during the decades preceding the era of imperialismfn42 had impressed upon the capitalists the thought that their whole economic system of production depended upon a supply and ...more
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The owners of little money lost so much so quickly that the owners of superfluous big capital soon saw themselves left alone in what was, in a sense, a battlefield. Having failed to change the whole society into a community of gamblers they were again superfluous, excluded from the normal process of production to which, after some turmoil, all other classes returned quietly, if somewhat impoverished and embittered.
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The workmen also find that Russia, France and Germany locally are doing the same, and the workmen see that if they do not look out they will have no place in the world to trade at all. And so the workmen have become Imperialist and the Liberal Party are following.’fn52 In Germany, the liberals (and not the Conservative Party) were the actual promoters of that famous naval policy which contributed so heavily to the outbreak of the first World War.
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In Marxist terms the new phenomenon of an alliance between mob and capital seemed so unnatural, so obviously in conflict with the doctrine of class struggle, that the actual dangers of the imperialist attempt – to divide mankind into master races and slave races, into higher and lower breeds, into colored peoples and white men, all of which were attempts to unify the people on the basis of the mob – were completely overlooked.
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Since the owning and dominant classes had convinced everybody that economic interest and the passion for ownership are a sound basis for the body politic, even non-imperialist statesmen were easily persuaded to yield when a common economic interest appeared on the horizon.
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The cry for unity resembled exactly the battle cries which had always led peoples to war; and yet, nobody detected in the universal and permanent instrument of unity the germ of universal and permanent war.
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That the authority of the nation-state itself depended largely on the economic independence and political neutrality of its civil servants becomes obvious in our time; the decline of nations has invariably started with the corruption of its permanent administration and the general conviction that civil servants are in the pay, not of the state, but of the owning classes. At the close of the century the owning classes had become so dominant that it was almost ridiculous for a state employee to keep up the pretense of serving the nation.
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But what the historians, sadly preoccupied with the phenomenon in itself, failed to grasp was that the mob could not be identified with the growing industrial working class, and certainly not with the people as a whole, but that it was composed actually of the refuse of all classes. This composition made it seem that the mob and its representatives had abolished class differences, that those standing outside the class-divided nation were the people itself (the Volksgemeinschaft, as the Nazis would call it) rather than its distortion and caricature.
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France, however, because of her revolutionary traditions and her relative lack of industrialization, produced only a relatively small mob, so that her bourgeoisie was finally forced to look for help beyond the frontiers and to ally itself with Hitler Germany.
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If it should prove to be true that we are imprisoned in Hobbes’s endless process of power accumulation, then the organization of the mob will inevitably take the form of transformation of nations into races, for there is, under the conditions of an accumulating society, no other unifying bond available between individuals who in the very process of power accumulation and expansion are losing all natural connections with their fellow-men.
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The historical truth of the matter is that race-thinking, with its roots deep in the eighteenth century, emerged simultaneously in all Western countries during the nineteenth century. Racism has been the powerful ideology of imperialistic policies since the turn of our century.
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Until the fateful days of the ‘scramble for Africa,’ race-thinking had been one of the many free opinions which, within the general framework of liberalism, argued and fought each other to win the consent of public opinion.fn4
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Few ideologies have won enough prominence to survive the hard competitive struggle of persuasion, and only two have come out on top and essentially defeated all others: the ideology which interprets history as an economic struggle of classes, and the other that interprets history as a natural fight of races.
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free public opinion has adopted them to such an extent that not only intellectuals but great masses of people will no longer accept a presentation of past or present facts that is not in agreement with either of these views.
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The fact that racism is the main ideological weapon of imperialistic politics is so obvious that it seems as though many students prefer to avoid the beaten track of truism. Instead, an old misconception of racism as a kind of exaggerated nationalism is still given currency. Valuable works of students, especially in France, who have proved that racism is not only a quite different phenomenon but tends to destroy the body politic of the nation, are generally overlooked.
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Historically speaking, racists have a worse record of patriotism than the representatives of all other international ideologies together, and they were the only ones who consistently denied the great principle upon which national organizations of peoples are built, the principle of equality and solidarity of all peoples guaranteed by the idea of mankind.
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A few years later the French exiles actually tried to form an internationale of aristocrats in order to stave off the revolt of those they considered to be a foreign enslaved people. And although the more practical side of these attempts suffered the spectacular disaster of Valmy, émigrés like Charles François Dominique de Villiers, who in about 1800 opposed the ‘Gallo-Romains’ to the Germanics, or like William Alter who a decade later dreamed of a federation of all Germanic peoples,fn12 did not admit defeat. It probably never occurred to them that they were actually traitors, so firmly were ...more
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In contrast to the French brand of race-thinking as a weapon for civil war and for splitting the nation, German race-thinking was invented in an effort to unite the people against foreign domination. Its authors did not look for allies beyond the frontiers but wanted to awaken in the people a consciousness of common origin.
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Organic naturalistic definitions of peoples are an outstanding characteristic of German ideologies and German historism. They nevertheless are not yet actual racism, for the same men who speak in these ‘racial’ terms still uphold the central pillar of genuine nationhood, the equality of all peoples.
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If, in the early form of French aristocracy, race-thinking had been invented as an instrument of internal division and had turned out to be a weapon for civil war, this early form of German race-doctrine was invented as a weapon of internal national unity and turned out to be a weapon for national wars.
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German intellectuals, though they hardly promoted a political fight for the middle classes to which they belonged, fought an embittered and, unfortunately, highly successful battle for social status. Even those who had written in defense of nobility still felt their own interests at stake when it came to social ranks. In order to enter competition with rights and qualities of birth, they formulated the new concept of the ‘innate personality’ which was to win general approval within bourgeois society.
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In his highly sophisticated and witty manner, Brentano points out the contrast between the ‘innate personality,’ the genial individual, and the ‘philistine’ whom he immediately identifies with Frenchmen and Jews. Thereafter, the German bourgeois would at least try to attribute to other peoples all the qualities which the nobility despised as typically bourgeois – at first to the French, later to the English, and always to the Jews.
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This insistence on common tribal origin as an essential of nationhood, formulated by German nationalists during and after the war of 1814, and the emphasis laid by the romantics on the innate personality and natural nobility prepared the way intellectually for race-thinking in Germany. From the former sprang the organic doctrine of history with its natural laws; from the latter arose at the end of the century the grotesque homunculus of the superman whose natural destiny it is to rule the world.
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Once welded together, they formed the very basis for racism as a full-fledged ideology. This, however, did not happen first in Germany, but in France, and was not accomplished by middle-class intellectuals but by a highly gifted and frustrated nobleman, the Comte de Gobineau.
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Thus he made that discovery, for which he was so much admired by later writers and biographers, that the fall of civilizations is due to a degeneration of race and the decay of race is due to a mixture of blood. This implies that in every mixture the lower race is always dominant.
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Gobineau tried in vain to get a wider audience by taking a side in the American slave issue and by conveniently building his whole system on the basic conflict between white and black.
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Instead of princes, he proposed a ‘race of princes,’ the Aryans, who he said were in danger of being submerged by the lower non-Aryan classes through democracy. The concept of race made it possible to organize the ‘innate personalities’ of German romanticism, to define them as members of a natural aristocracy destined to rule over all others.
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From one political event, therefore, the decline of the nobility, the Count drew two contradictory consequences – the decay of the human race and the formation of a new natural aristocracy.
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Ideologists who pretend to possess the key to reality are forced to change and twist their opinions about single cases according to the latest events and can never afford to come into conflict with their ever-changing deity, reality. It would be absurd to ask people to be reliable who by their very convictions must justify any given situation.
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It must be conceded that up to the time when the Nazis, in establishing themselves as a race-elite, frankly bestowed their contempt on all peoples, including the German, French racism was the most consistent, for it never fell into the weakness of patriotism.
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Social inequality being the basis of English society, British Conservatives felt not a little uncomfortable when it came to the ‘rights of men.’
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The consequence of this assimilation of noble standards was that the English brand of race-thinking was almost obsessed with inheritance theories and their modern equivalent, eugenics.
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The abolition of slavery sharpened inherent conflicts instead of finding a solution for existing serious difficulties.
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Polygenism explains why ‘East is East and West is West; And never the twain shall meet,’ and helped much to prevent intermarriage in the colonies and to promote discrimination against individuals of mixed origin. According to polygenism, these people are not true human beings; they belong to no single race, but are a kind of monster whose ‘every cell is the theater of a civil
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Politically speaking, Darwinism as such was neutral, and it has led, indeed, to all kinds of pacifism and cosmopolitanism as well as to the sharpest forms of imperialistic ideologies.
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For political discussion, Darwinism offered two important concepts: the struggle for existence with optimistic assertion of the necessary and automatic ‘survival of the fittest,’ and the indefinite possibilities which seemed to lie in the evolution of man out of animal life and which started the new ‘science’ of eugenics.
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The development of this ‘genius’ found its logical end when another disciple of evolutionism simply declared: ‘The Englishman is the Overman and the history of England is the history of his
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the surprising fact that social reformers and radicals were the promoters of nationalism in England: they wanted to keep the colonies not only because they thought they were necessary outlets for the lower classes; they actually wanted to retain the influence on the mother country which these more radical sons of the British Isles exercised.
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The policy introduced by Disraeli signified the establishment of an exclusive caste in a foreign country whose only function was rule and not colonization. For the realization of this conception which Disraeli did not live to see accomplished, racism would indeed be an indispensable tool.
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Race-thinking was a source of convenient arguments for varying political conflicts, but it never possessed any kind of monopoly over the political life of the respective nations; it sharpened and exploited existing conflicting interests or existing political problems, but it never created new conflicts or produced new categories of political thinking. Racism sprang from experiences and political constellations which were still unknown and would have been utterly strange even to such devoted defenders of ‘race’ as Gobineau or Disraeli.
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It is highly probable that the thinking in terms of race would have disappeared in due time together with other irresponsible opinions of the nineteenth century, if the ‘scramble for Africa’ and the new era of imperialism had not exposed Western humanity to new and shocking experiences. Imperialism would have necessitated the invention of racism as the only possible ‘explanation’ and excuse for its deeds, even if no race-thinking had ever existed in the civilized world.
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Race was the emergency explanation of human beings whom no European or civilized man could understand and whose humanity so frightened and humiliated the immigrants that they no longer cared to belong to the same human species.
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Bureaucracy was the organization of the great game of expansion in which every area was considered a stepping-stone to further involvements and every people an instrument for further conquest. Although in the end racism and bureaucracy proved to be interrelated in many ways, they were discovered and developed independently.
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