The Open Society and Its Enemies (Routledge Classics)
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The Open Society and Its Enemies champions the cause of democracy, which it shows to be the only form of government in which human reason can prevail and non-violent reform can take place. Popper launched a merciless attack on those he saw as the greatest enemies of democracy: Plato, Marx and Hegel. Volume I is concerned with The Spell of Plato. Popper vigorously argued that Plato was guilty of the ‘dangerous habit of historical prophecy’ and that his political thought was totalitarian in nature. Volume II critiques Marx and Hegel. By analysing their work, Popper was able to expand his theory ...more
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Some time ago a wise old man came to see me in Prague and I listened to him with admiration. Shortly afterwards I heard that this man had died. His name was Karl Popper. He was a world traveller who followed the biggest war ever waged by humankind – the war unleashed by the tribal fury of Nazi ideology – from this country, from New Zealand. It was here that he thought about the state of the world, and it was here that he wrote his most important books. Undoubtedly influenced by the harmonious co-existence of people of different cultures on these islands, he posed the question why it was so ...more
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Needless to say, life, with its unfathomable diversity and unpredictability, never allowed itself to be squeezed into the crude Marxist cage. All that the guardians of the cage could do was to suppress and destroy whatever they could not make fit into it. Ultimately, war had to be declared on life itself and its innermost essence.
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Instead of such holistic engineering, Popper argued for a gradual approach, an effort to improve incrementally the institutions, mechanisms and techniques of human coexistence, to improve them by remaining constantly in touch with life and constantly enriching our experience. Improvements and changes must be made according to whatever has proved to be good, practical, desirable and meaningful, without the arrogant presumption that we have understood everything about this world, and thus know everything there is to know about how to change it for the better.
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I am opposed to holistic social engineering. I refuse, however, to pour out the baby with the bath water and I am a long way from thinking that people should give up altogether on a constant search for ways of improving the world in which they must live together. It must be done even though they may never achieve more than partial improvements in particular areas, will always have to wait to see whether the change was the right thing to do, and must always be prepared to rectify whatever life has shown to be wrong.
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To me, an intellectual is a person who has devoted his or her life to thinking in more general terms about the affairs of this world and the broader context of things. Of course, it is not only intellectuals who do this. Intellectuals, however, do it – if I may use the word – professionally. That is, their principal occupation is studying, reading, teaching, writing, publishing, addressing the public. Often – though certainly not always! – this makes them more receptive toward more general issues; often – though by far not always! – it leads them to embrace a broader sense of responsibility ...more
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when meeting with utopian intellectuals, we should make every effort not to give in to their siren calls.
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The future depends on ourselves, and we do not depend on any historical necessity.
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Why do all these social philosophies support the revolt against civilization? And what is the secret of their popularity? Why do they attract and seduce so many intellectuals? I am inclined to think that the reason is that they give expression to a deepfelt dissatisfaction with a world which does not, and cannot, live up to our moral ideals and to our dreams of perfection.
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It will be seen … that the Erewhonians are a meek and long-suffering people, easily led by the nose, and quick to offer up common sense at the shrine of logic, when a philosopher arises among them who carries them away … by convincing them that their existing institutions are not based on the strictest principles of morality. SAMUEL
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In my course I have known and, according to my measure, have co-operated with great men; and I have never yet seen any plan which has not been mended by the observations of those who were much inferior in understanding to the person who took the lead in the business. EDMUND
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There is no doubt that the doctrine of the chosen people grew out of the tribal form of social life. Tribalism, i.e. the emphasis on the supreme importance of the tribe without which the individual is nothing at all, is an element which we shall find in many forms of historicist theories. Other forms which are no longer tribalist may still retain an element of collectivism1; they may still emphasize the significance of some group or collective—for example, a class—without which the individual is nothing at all.
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Heraclitus was the philosopher who discovered the idea of change. Down to this time, the Greek philosophers, influenced by oriental ideas, had viewed the world as a huge edifice of which the material things were the building material.
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‘Everything is in flux’, he said; and ‘You cannot step twice into the same river.’ Disillusioned, he argued against the belief that the existing social order would remain for ever: ‘We must not act like children reared with the narrow outlook “As it has been handed down to us”.’ This emphasis on change, and especially on change in social life, is an important characteristic not only of Heraclitus’ philosophy but of historicism in general. That things, and even kings, change, is a truth which needs to be impressed especially upon those who take their social environment for granted.
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It often seems as if they were trying to comfort themselves for the loss of a stable world by clinging to the view that change is ruled by an unchanging law. (In Parmenides and in Plato, we shall even find the theory that the changing world in which we live is an illusion and that there exists a more real world which does not change.)
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The social engineer does not ask any questions about historical tendencies or the destiny of man. He believes that man is the master of his own destiny and that, in accordance with our aims, we can influence or change the history of man just as we have changed the face of the earth. He does not believe that these ends are imposed upon us by our historical background or by the trends of history, but rather that they are chosen, or even created, by ourselves, just as we create new thoughts or new works of art or new houses or new machinery.
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The historicist is inclined to look upon social institutions mainly from the point of view of their history, i.e. their origin, their development, and their present and future significance. He may perhaps insist that their origin is due to a definite plan or design and to the pursuit of definite ends, either human or divine; or he may assert that they are not designed to serve any clearly conceived ends, but are rather the immediate expression of certain instincts and passions; or he may assert that they have once served as means to definite ends, but that they have lost this character. The ...more
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The methodological nominalist will never think that a question like ‘What is energy?’ or ‘What is movement?’ or ‘What is an atom?’ is an important question for physics; but he will attach importance to a question like: ‘How can the energy of the sun be made useful?’ or ‘How does a planet move?’ or ‘Under what condition does an atom radiate light?’ And to those philosophers who tell him that before having answered the ‘what is’ question he cannot hope to give exact answers to any of the ‘how’ questions, he will reply, if at all, by pointing out that he much prefers that modest degree of ...more
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Before proceeding to Plato’s sociology and to the use he made of his methodological essentialism in that field, I wish to make it quite clear that I am confining my treatment of Plato to his historicism, and to his ‘best state’. I must therefore warn the reader not to expect a representation of the whole of Plato’s philosophy, or what may be called a ‘fair and just’ treatment of Platonism. My attitude towards historicism is one of frank hostility, based upon the conviction that historicism is futile, and worse than that. My survey of the historicist features of Platonism is therefore strongly ...more
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Plato’s sociology is an ingenious blend of speculation with acute observation of facts. Its speculative setting is, of course, the theory of Forms and of universal flux and decay, of generation and degeneration. But on this idealist foundation Plato constructs an astonishingly realistic theory of society, capable of explaining the main trends in the historical development of the Greek city-states as well as the social and political forces at work in his own day.
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Another example is Plato’s sociological and economic historicism, his emphasis upon the economic background of the political life and the historical development; a theory revived by Marx under the name ‘historical materialism’. A third example is Plato’s most interesting law of political revolutions, according to which all revolutions presuppose a disunited ruling class (or ‘élite’); a law which forms the basis of his analysis of the means of arresting political change and creating a social equilibrium, and which has been recently rediscovered by the theoreticians of totalitarianism, ...more
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According to the Republic, the original or primitive form of society, and at the same time, the one that resembles the Form or Idea of a state most closely, the ‘best state’, is a kingship of the wisest and most godlike of men. This ideal city-state is so near perfection that it is hard to understand how it can ever change. Still, a change does take place; and with it enters Heraclitus’ strife, the driving force of all movement. According to Plato, internal strife, class war, fomented by self-interest and especially material or economic self-interest, is the main force of ‘social dynamics’. ...more
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How does Plato solve the problem of avoiding class war? Had he been a progressivist, he might have hit on the idea of a classless, equalitarian society; for, as we can see for instance from his own parody of Athenian democracy, there were strong equalitarian tendencies at work in Athens. But he was not out to construct a state that might come, but a state that had been—the father of the Spartan state, which was certainly not a classless society. It was a slave state, and accordingly Plato’s best state is based on the most rigid class distinctions. It is a caste state. The problem of avoiding ...more
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Plato distinguishes three classes in his best state, the guardians, their armed auxiliaries or warriors, and the working class. But actually there are only two castes, the military caste—the armed and educated rulers—and the unarmed and uneducated ruled, the human sheep; for the guardians are no separate caste, but merely old and wise warriors who have been promoted from the ranks of the auxiliaries. That Plato divides his ruling caste into two classes, the guardians and the auxiliaries, without elaborating similar subdivisions within the working class, is largely due to the fact that he is ...more
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The main difficulty which besets Plato is that guardians and auxiliaries must be endowed with a character that is fierce and gentle at the same time. It is clear that they must be bred to be fierce, since they must ‘meet any danger in a fearless and unconquerable spirit’. Yet ‘if their nature is to be like that, how are they to be kept from being violent against one another, or against the rest of the citizens?’35 Indeed, it would be ‘simply monstrous if the shepherds should keep dogs … who would worry the sheep, behaving like wolves rather than dogs’. The problem is important from the point ...more
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Plato finds this a very serious problem, since ‘the fierce nature is the exact opposite of the gentle nature’. His speaker, Socrates, reports that he is perplexed, until he remembers the dog again. ‘Well-bred dogs are by nature most gentle to their friends and acquaintances, but the very opposite to strangers’, he says. It is therefore proved ‘that the character we try to give our guardians is not contrary to nature’. The aim of breeding the master race is thus established, and shown to be attainable. It has been derived from an analysis of the conditions which are necessary for keeping the ...more
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This is an outline of Plato’s theory of the best or most ancient state, of the city which treats its human cattle exactly as a wise but hardened shepherd treats his sheep; not too cruelly, but with the proper contempt … As an analysis both of Spartan social institutions and of the conditions of their stability and instability, and as an attempt at reconstructing more rigid and primitive forms of tribal life, this description is excellent indeed. (Only the descriptive aspect is dealt with in this chapter. The ethical aspects will be discussed later.) I believe that much in Plato’s writings that ...more
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It is one of the characteristics of the magical attitude of a primitive tribal or ‘closed’ society that it lives in a charmed circle1 of unchanging taboos, of laws and customs which are felt to be as inevitable as the rising of the sun, or the cycle of the seasons, or similar obvious regularities of nature. And it is only after this magical ‘closed society’ has actually broken down that a theoretical understanding of the difference between ‘nature’ and ‘society’ can develop. I
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The breakdown of magic tribalism is closely connected with the realization that taboos are different in various tribes, that they are imposed and enforced by man, and that they may be broken without unpleasant repercussions if one can only escape the sanctions imposed by one’s fellow-men. This realization is quickened when it is observed that laws are altered and made by human lawgivers. I have in mind not only such lawgivers as Solon, but also the laws which were made and enforced by the common people of democratic cities. These experiences may lead to a conscious differentiation between the ...more
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To understand Plato’s position, which combines elements of them all, it is necessary to make a survey of the three most important of these intermediate positions. They are (1) biological naturalism, (2) ethical or juridical positivism, and (3) psychological or spiritual naturalism. It is interesting that every one of these positions has been used for defending ethical views which are radically opposed to each other; more especially, for defending the worship of power, and for defending the rights of the weak.
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What is the nature of human society, of the state? According to historicist methods, this fundamental question of sociology must be reformulated in this way: what is the origin of society and of the state? The reply given by Plato in the Republic as well as in the Laws24, agrees with the position described above as spiritual naturalism. The origin of society is a convention, a social contract. But it is not only that; it is, rather, a natural convention, i.e. a convention which is based upon human nature, and more precisely, upon the social nature of man. This social nature of man has its ...more
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From all this it can be seen that arguments derived from Plato’s spiritual naturalism are quite incapable of helping to answer any question which may arise concerning the ‘just’ or ‘natural’ character of any particular law. Spiritual naturalism is much too vague to be applied to any practical problem. It cannot do much beyond providing some general arguments in favour of conservativism. In practice, everything is left to the wisdom of the great lawgiver (a godlike philosopher, whose picture, especially in the Laws, is undoubtedly a self-portrait; see also chapter 8). As opposed to his ...more
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Plato gives many excellent sociological descriptions of this ‘natural’, i.e. tribal and collectivist, mode of social life: ‘The law’, he writes in the Republic, ‘… is designed to bring about the welfare of the state as a whole, fitting the citizens into one unit, by means of both persuasion and force. It makes them all share in whatever benefit each of them can contribute to the community. And it is actually the law which creates for the state men of the right frame of mind; not for the purpose of letting them loose, so that everybody can go his own way, but in order to utilize them all for ...more
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Looking back at this edifice, we may briefly consider its ground-plan45. This ground-plan, conceived by a great architect, exhibits a fundamental metaphysical dualism in Plato’s thought. In the field of logic, this dualism presents itself as the opposition between the universal and the particular. In the field of mathematical speculation, it presents itself as the opposition between the One and the Many. In the field of epistemology, it is the opposition between rational knowledge based on pure thought, and opinion based on particular experiences. In the field of ontology, it is the opposition ...more
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The analysis of Plato’s sociology makes it easy to present his political programme. His fundamental demands can be expressed in either of two formulæ, the first corresponding to his idealist theory of change and rest, the second to his naturalism. The idealist formula is: Arrest all political change! Change is evil, rest divine1. All change can be arrested if the state is made an exact copy of its original, i.e. of the Form or Idea of the city. Should it be asked how this is practicable, we can reply with the naturalistic formula: Back to nature! Back to the original state of our forefathers, ...more
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(a) The strict division of the classes; i.e. the ruling class consisting of herdsmen and watch-dogs must be strictly separated from the human cattle. (b) The identification of the fate of the state with that of the ruling class; the exclusive interest in this class, and in its unity; and subservient to this unity, the rigid rules for breeding and educating this class, and the strict supervision and collectivization of the interests of its members. From these principal elements, others can be derived, for instance the following: (c) The ruling class has a monopoly of things like military ...more
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It is interesting that this tendency could persist for such a long time in spite of the fact that Grote and Gomperz had pointed out the reactionary character of some doctrines of the Republic and the Laws. But even they did not see all the implications of these doctrines; they never doubted that Plato was, fundamentally, a humanitarian. And their adverse criticism was ignored, or interpreted as a failure to understand and to appreciate Plato who was by Christians considered a ‘Christian before Christ’, and by revolutionaries a revolutionary.
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The enemies of freedom have always charged its defenders with subversion. And nearly always they have succeeded in persuading the guileless and well-meaning.
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In view of all that Plato says about Goodness and Justice and the other Ideas mentioned, my thesis that his political demands are purely totalitarian and anti-humanitarian needs to be defended.
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However, I think that most of us, especially those whose general outlook is humanitarian, mean something like this: (a) an equal distribution of the burden of citizenship, i.e. of those limitations of freedom which are necessary in social life4; (b) equal treatment of the citizens before the law, provided, of course, that (c) the laws show neither favour nor disfavour towards individual citizens or groups or classes; (d) impartiality of the courts of justice; and (e) an equal share in the advantages (and not only in the burden) which membership of the state may offer to its citizens.
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It will be seen that Plato’s concept of justice is fundamentally different from our ordinary view as analysed above. Plato calls class privilege ‘just’, while we usually mean by justice rather the absence of such privilege. But the difference goes further than that. We mean by justice some kind of equality in the treatment of individuals, while Plato considers justice not as a relationship between individuals, but as a property of the whole state, based upon a relationship between its classes. The state is just if it is healthy, strong, united—stable.
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The humanitarian theory of justice makes three main demands or proposals, namely (a) the equalitarian principle proper, i.e. the proposal to eliminate ‘natural’ privileges, (b) the general principle of individualism, and (c) the principle that it should be the task and the purpose of the state to protect the freedom of its citizens. To each of these political demands or proposals there corresponds a directly opposite principle of Platonism, namely (a1) the principle of natural privilege, (b1) the general principle of holism or collectivism, and (c1) the principle that it should be the task and ...more
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Equalitarianism proper is the demand that the citizens of the state should be treated impartially. It is the demand that birth, family connection, or wealth must not influence those who administer the law to the citizens. In other words, it does not recognize any ‘natural’ privileges, although certain privileges may be conferred by the citizens upon those they trust. This equalitarian principle had been admirably formulated by Pericles a few years before Plato’s birth, in an oration which has been preserved by Thucydides16. It will be quoted more fully in chapter 10, but two of its sentences ...more
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to egoism, nor is it identical with altruism or unselfishness. Collective or group egoism, for instance class egoism, is a very common thing (Plato knew28 this very well), and this shows clearly enough that collectivism as such is not opposed to selfishness. On the other hand, an anti-collectivist, i.e. an individualist, can, at the same time, be an altruist; he can be ready to make sacrifices in order to help other individuals. One of the best examples of this attitude is perhaps Dickens. It would be difficult to say which is the stronger, his passionate hatred of selfishness or his ...more
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The second passage, also from the Laws, is, if possible, even more outspoken. It should be emphasized that the passage deals primarily with military expeditions and with military discipline, but Plato leaves no doubt that these same militarist principles should be adhered to not only in war, but also ‘in peace, and from the earliest childhood on’. Like other totalitarian militarists and admirers of Sparta, Plato urges that the all-important requirements of military discipline must be paramount, even in peace, and that they must determine the whole life of all citizens; for not only the full ...more
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Never was a man more in earnest in his hostility towards the individual. And this hatred is deeply rooted in the fundamental dualism of Plato’s philosophy; he hated the individual and his freedom just as he hated the varying particular experiences, the variety of the changing world of sensible things. In the field of politics, the individual is to Plato the Evil One himself.
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Now if we ask our question in this way, the reply of the humanitarian will be: What I demand from the state is protection; not only for myself, but for others too. I demand protection for my own freedom and for other people’s. I do not wish to live at the mercy of anybody who has the larger fists or the bigger guns. In other words, I wish to be protected against aggression from other men. I want the difference between aggression and defence to be recognized, and defence to be supported by the organized power of the state. (The defence is one of a status quo, and the principle proposed amounts ...more
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‘The freedom of the movement of your fists is limited by the position of your neighbour’s nose.’
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A certain amount of state control in education, for instance, is necessary, if the young are to be protected from a neglect which would make them unable to defend their freedom, and the state should see that all educational facilities are available to everybody. But too much state control in educational matters is a fatal danger to freedom, since it must lead to indoctrination. As already indicated, the important and difficult question of the limitations of freedom cannot be solved by a cut and dried formula. And the fact that there will always be borderline cases must be welcomed, for without ...more
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All theories of sovereignty are paradoxical. For instance, we may have selected ‘the wisest’ or ‘the best’ as a ruler. But ‘the wisest’ in his wisdom may find that not he but ‘the best’ should rule, and ‘the best’ in his goodness may perhaps decide that ‘the majority’ should rule. It is important to notice that even that form of the theory of sovereignty which demands the ‘Kingship of the Law’ is open to the same objection.
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