This is a book about a virtually forbidden topic: how slavery was enabled in the US constitution of 1787. It required a Civil War and a constitutional amendment (the 13th, passed at the end of the Civil War, in December of 1865) to end it.
The first constitution – the Articles of Confederation – had created the de facto basis of a central government in 1777, providing the foundation for the Continental Congress in the early phase of the Revolution. The federal government that resulted was relatively weak – at least, so historians have deemed in the past two centuries or so. And so deemed many of those at the time – called “federalists” – who wanted a stronger government that could to raise its own taxes (instead of depending on money from the states), pay off war debts, conduct a more aggressive foreign policy, regulate inter-state commerce, impose uniform import tariffs, and so on.
In response to this, the Constitutional Convention of 1787 was held in Philadelphia behind closed doors (and even closed windows, despite the summer heat) to consider how to create a stronger federal government. There were many interests to be accommodated to make this possible, but the most uncompromising faction was comprised of slave-holders. One of the reasons for this closed process was precisely to enable the open discussion of inflammatory subjects such as slavery. The lines of division were clear: Northern delegates, whose states’ economies did not depend on slaves and whose populations contained few slaves, mostly opposed slavery. Southern delegates (especially those from the Deep South, notably South Carolina and Georgia) drawn from the Southern elite, whose wealth depended on slavery, made it clear that without a continuing legal basis for slavery, there would be NO new constitution.
The most populous state in union, Virginia (much larger in area then than now), was slave-holding, as were Maryland, North Carolina, South Carolina and Georgia – five of the 13 states. In the wake of the revolution, homesteaders and their slaves were flooding into the newly opened areas of Kentucky, Tennessee and the southern hinterland. It was by no means clear whether most of the new states to be created west of the original 13 colonies would be slave states or not.
Northern delegates such as Benjamin Franklin, Gouverneur Morris and Alexander Hamilton opposed slavery, but not as forcefully as the southerners supported it. The reasons for this are similar to the issues of government regulation today. Given a majority who holds a particular position, but weakly, and a minority who holds the opposite opinion, but strongly, the passionate minority wins! For the southerners, slavery was central to their wealth, and the strengthening of the Federal Government would only be to their benefit if it helped their international trade while leaving their slave “property” intact. These were the prerequisites for a new Constitution.
The inevitable compromise was a strengthened Federal Government, but one that would leave slavery in place in the southern states. That compromise also gave the south the added representation in the House of Representatives from counting slaves as 3/5 of a white man. In effect, every southern white’s vote counted for 60% more than a northern white’s. Similarly, although the President was to be directly elected, in principle, the process required the intermediary of the Electoral College, where numbers of electors were apportioned according to the same formula, once again giving southern whites disproportionate weight. Oddly enough, it was this antique institution, created to give more weight to slave-holding states, which gave George W. Bush the White House in 2000 – he lost in the popular vote, but won in the Electoral College. This model isn’t exactly democracy, but for that matter neither is the Senate, which gives two seats to every state, regardless of population. The Senate too is another antique relic of the Constitutional Convention, designed to keep majority rule in check – with, of course, the House of Representatives being the other legislative body that needed to kept in check, because its members were apportioned based on population and thus it was feared that it would be too “democratic”.
The slave-holders Convention delegates made one notable concessions concerning slavery, that the importation of slaves would end in 21 years, in 1808. But since 21 years was a long time, and natural increase provided large numbers of new slaves anyway, this was not much of a concession. And, the southerners also got added support for slavery in the form of laws that supported the recovery of their escaped “property” from free states to which slaves had fled. Furthermore, the new Federal government was to be committed to helping states put down insurrections within their own borders – with slave rebellions being a constant threat, this was a key benefit of a stronger Federal government for the slave masters.
The protection of slavery in the Constitution of 1787 was common knowledge at the time – in fact, it was an essential prerequisite for the ratification of the Constitution – but that fact is today almost forgotten. Why? First and foremost, because it does not fit with our national myth of the Revolution and the fight for democracy. Second, because it’s a long time since the pro-slavery elements of the constitution were eliminated. That happened in the wake of the Civil War (notably the 13th Amendment), although the Civil Rights Act in the 1960’s was a necessary further step to finally do away with the legal framework that had kept Southern blacks in a state of second-class citizenship even 100 years after the end of the Civil War. Third, because the constitutional delegates were smart enough to recognize that the Constitution would be a lot more acceptable to northerners if it gave legal status to slavery, but without ever mentioning the word “slave” explicitly – nonetheless, that’s precisely what was meant by phrases such as “persons held to service” and that’s also precisely the reason for the strange popular voting formulas and institutional oddities such as the Electoral College. Slaveholders didn’t care if slavery was ever mentioned, if that silence salved the consciences of the Northerners while leaving slavery intact.
Once the deed was done, even the northern convention delegates who had fought to remove slavery saw great advantage in keeping their reservations to themselves. They were not about to torpedo the new Constitution in order to try to fight the debate all over again. As Franklin put it: “The opinion I have had of its errors, I sacrifice to the public good.”
However, ratification of the new constitution still proved to be a close-fought battle, dragging out over the better part of a year before it was finally ratified in 1788 by the ninth out of the 13 states – nine states being the minimum threshold for ratification. Even in the two cradles of the Revolution, Massachusetts and Virginia, the margin of victory in the ratification vote was very slim. Once that victory was achieved, the author suggests that the Bill of Rights, enacted by the new Congress as one of its first acts, was a sort of consolation prize – a means of allaying the fears of the “anti-federalists” and abolitionists who had opposed the new Constitution.
The author summarizes how slavery and the whole principle of a strengthened Federal Government were both subject to similar forces at the Constitutional Convention: “The clauses that relate directly to slavery are not exceptions to the Constitution’s remarkable combination of precision and vagueness: they epitomize those qualities. The founders Constitution simultaneously evades, legalizes, and calibrates slavery, as it does so much else, including its very raison d’être, the creation of a stronger federal republic. No more than it does slavery, the Constitution does not mention nationhood – for fear of offending the “localists” — rendering it all the more and ideal national [vehicle:] for soft-selling its version of a modern nation-state.”
The book isn’t exactly a page-turner, unless you're a US constitutional history buff. It’s a short book that might have benefited from being even shorter. Overall, this is a very good book about an issue that continues to leave its mark in American society and politics today.