“The people who roam these mountains are all but vain shadows. The mountains are changeless but another lifetime has passed.”
As the Ming Dynasty was coming to an end, Zhang Dai’s good friend exclaimed this reflection aloud before he passed away (pg. 206). Revealing much about the years before the Manchu invasion and life under the new Qing dynasty, his friend spoke to the changing nature of Chinese history and the failure to do anything to prevent it. In Return to Dragon Mountain, Jonathan Spence brings Ming historian Zhang Dai back to life by illuminating his life work and exposing his thoughts on the collapse of the Ming dynasty. Through his writing, Zhang Dai illustrates the life of the gentry society demonstrating its structure and practices, reveals the dynastic collapse and its devastating effects, and alludes to the meaning and significance of loyalty to the sinking ship that was the late Ming dynasty.
The Zhang family was part of the gentry class of Chinese society during the Ming and early Qing Dynasties. About a century before Zhang Dai was born, the family moved from the southwestern province of Sichuan to the growing cultural and economic center of Shaoxing, near Shanghai. This type of move was typical of the period, as wealthy landholding families assumed a less central role in land management and became absentee landlords able to operate out of urban centers. The family possessed a rich history of success in the examination system and experienced the benefits of strategic marriages with other wealthy and intellectually distinct families. In the affluent city of Shaoxing, Zhang Dai’s family lived on luxurious estates, had many servants, cultivated expensive hobbies, and was entertained lavishly. As was typical of gentry society, much time was spent in serious study of Chinese texts in order to succeed in the exams. From 1540 until the end of the Ming Dynasty in the 1640s, members of the Zhang family served six ministries of the bureaucracy, and in a few cases, were in direct contact with core leaders of the central government. Zhang Dai was surrounded and inundated by learned family members and friends who influenced and encouraged him to aim high in his studies. The Zhang family and the gentry society in general, were separated from the rest of society by their ability to spend a significant amount of time pursuing study, passions, and entertainment. They also enjoyed the political power that came from their intellectual and economic advantages, including clout in local government decision-making, ability to buy themselves positions of power, as well as nepotistic power-grabbing through advantageously arranged marriages.
The structure of the family and the expectations of gender roles in Ming China were understood by the age-old value of filial respect that demanded traditional values be expressed and upheld. The family was the fundamental unit of Chinese political and cultural society. Not limited to immediate relations, families operated in a hierarchal manner with elder males assuming formal authority. The males demanded the full respect of their wives; their subservience was expected. The role of the women in the family consisted of management of financial affairs, housekeeping, and basic nurturing. Women were not allowed to sit for examinations or serve in the bureaucracy, but wealthy women often were literate and pursued academic interests such as poetry and literature. Women of the upper classes also helped their children with elementary education. The senior males later would take young males under their tutelage in their preparation for the examinations. A certain closeness and respect was gained between generations of males as they worked together, and Zhang Dai alludes to such relationships he had with his grandfather and uncles. The intricate understanding for the passions of studying and life pursuits in the gentry society made the dynastic collapse quite difficult to withstand.
To Zhang Dai, his friends, and the Chinese people of the Ming period, the invasion of the Manchu and the creation of their rule, was both predictable and devastating in its culmination. It marked the loss of prosperity and property, pride and connection, and ultimately, and entire way of life of a people. As signs of cracking began to take place in façade that was the central government, no one became more aware of these signs from the periphery than the gentry. Leading up to its collapse, the dynasty began teetering toward collapse as commoners were starving, peasants were constantly rebelling, and the Manchu empire was growing and mobilizing. As the dynasty was collapsing, many of Zhang Dai’s friends and family joined anti-Manchu forces, fled to the hills, or stayed on Dragon Mountain, each awaiting impending doom. Others did not know how to react to such an occurrence and had different responses. Many of the peasants who were continuously repressed and rebelling during the late Ming adjusted to the change and took on the Manchu demands. To the privileged gentry class who invested their lives to the central Ming government and Chinese intellectual culture, subservience to the Qing Dynasty represented the ultimate betrayal.
Zhang Dai began his mission of writing the complete history of the Ming Dynasty and Dream Recollections for reasons that evolved. Beginning at an early age, he heard stories of his family’s involvement in political affairs and part of this information alluded to corruption. Part of his reason in writing the history of the dynasty was “to attempt a depiction of the way that deceit or outright dishonesty could be at the very heart of service to the state” (pg. 9). Much of his academic life was spent on failed attempts at the examinations; soon these pursuits led him to authorship of a variety of books and essays portraying different aspects of Chinese culture. When his dead friend Qi Biaojia met him in a dream and told him to finish his history before it was too late, Zhang Dai’s academic dream became a necessity, for someone had to memorialize the Ming time period and to truly do so, one had to explain the reasons behind its fall. He fled to the mountains and refusing to wear the Manchu braid signifying his subservience, he began writing his history as well as Dream Recollections which was his collection of life and family memories. At a time of such chaos and instability, Zhang Dai was writing not only to pay his family homage but also “using the images of the ancestors to hold the family together at the moment it seemed near disintegration” (pg. 237). Through his writings, it was his duty to give the Ming dynasty the history it deserved and to give his family the homage it demanded, to not only fulfill his intrinsic duty, but also to provide guidance and reflection for future generations.
A value that began to emerge throughout the book was the loyalty of those who served the central government or took time in attempting to become a part of the bureaucratic elite. Because access was gained through accomplishment in the examination system, those demonstrating this particular loyalty were intensely involved in thoroughly understanding the history of China and cultural significance each event played. Many of these people were of the gentry class and whether or not they gained access to the political process, they were passionately engaged in aspects of the government, literature, and cultural formation of their time period which created a deep-rooted loyalty to their heritage. This loyalty is best demonstrated in those who fought against then Manchu as well as the friends of Zhang Dai who committed suicide before submitting to the outsiders. For the cultural elite, this loyalty was something to be reflected upon and its justification came into question. For those who were aware of the central government’s failure as well as the failure of the people to prevent the collapse, was their loyalty meaningful? Furthermore, was the loyalty of the oppressed to the central government justified if no action was taken on their behalf? Or, in their case, was submission to the Manchu invaders more easily understandable? Zhang Dai ponders the matter by asking if the loyalists were like “women married to an alcoholic and violent husband…who does not hate him for the abuse” (pg. 265). Put in this context, it becomes easier to understand why those with more invested in the government, as well as receiving more of the benefits of its success, would become fiercely loyal; and why those receiving a deaf ear to their starving cries would not consider their own loyalty as justified.
Zhang Dai was a lifelong learner and passionate intellectual who spent his life in reflection and pondering, which—after the collapse of all he knew and understood—was all he had left. The devastating collapse of the Ming dynasty both taxed and invigorated Zhang Dai to create works that would illuminate the Ming dynastic history and procure it a place in minds and hearts of the Chinese people. His task was a difficult one that demanded details of a deep and complicated cycle of leaders, revolutions, and traditions. Much of his writing provided further understanding of the role the gentry class played in the local government, the structure and demands to the traditional Chinese family, the creeping influence of the Western powers, and most significantly, the demoralizing collapse of the Ming dynasty and the loyalty demonstrated by many.