Superb.
This intellectual biography of Alexander Herzen is a tour de force of the art. Aileen Kelly is clear and meticulous as she follows the development of Herzen’s interest in natural science and his application of its methods to history. The results were his unique opinions on how to improve political and social conditions in Russia. These opinions put him at odds with the two major camps of Russian dissidents in the nineteenth century: the Westernizers and the Slavophiles. Worse, they led disappointed revolutionaries to accuse him of being in the same camp as the liberals, who wanted to leave much of the ruling structure in place. From 150 years on, Herzen appears to be the visionary and the most independent thinker. He certainly makes the most compelling case for a theory of historical development that resonates with the world around us today.
Luckily for Herzen, he had an uncle interested in the sciences, and by chance he studied with faculty at university who were in the forefront of scientists exploring the evidence for evolution and the geological history of the planet. Physics and chemistry became foundational for him. His habits of thought were patterned by the scientific method. One studied the evidence and by induction reached theories, conclusions, natural laws. This led him to repeatedly break from colleagues schooled in the humanities, who, he wrote, envisioned an ideal state and then interpreted history as on the zigzag, but inevitable, path toward that end.
Kelly is thorough in tracing the events and relationships that muddled his thoughts for several years, as he dallied with religion and was tempted by Hegel and some schools of Hegelians to believe in a directional course of history, and the path to a perfect world. During bouts of exile such comforts were enticing. At the same time, he was working as a bureaucrat in rural areas of Russia, which exposed him to the real lives of serfs and the lower classes. The latent knowledge he took to the west, when he emigrated to escape further exile in 1847, was an understanding of the rural commune (the landowner’s property was divided up by the serfs themselves to be worked according to the capacity of each household, which led them to believe that in some sense the land was theirs and gave them some experience in collaborative decision-making).
Kelly then explores the fundamental impact of Proudhon’s thought on Herzen. I had heard the name but knew nothing about his thought, so this was quite helpful. Herzen settled in France, was repelled by the vulgarity of the bourgeois, and headed for Italy. At that point, the revolutions of 1848 broke out, which were the turning point for his ideas. He was back in Paris for the bloody end of the affair, and the killings and executions, followed by the restoration of the same mode of life and a similar government, voted in by the proletariat, put him off violent revolution as an effective means of political or social change.
Instead, he turned back to science, particularly the emerging understanding of evolution, and adopted the ideas of gradual change in response to contingent events as the way history actually worked. A committed socialist (and at least semi-anarchist) by this time, in Proudhon’s mold, he thought that an effective way to achieve a more just society in Russia was to bypass the Western European course from feudalism to capitalism in favor of working with the very traditional Russian commune, in which the lower classes governed their property in a very decentralized manner. He promulgated these and other ideas through his Russian language journal The Bell, from his home in London.
The process of emancipating the serfs in the 1860s offered a chance to influence events along these lines. Herzen was convinced that the effective revolutionary analyzed contingent events—such as the decision to end serfdom—and then worked to shape them bit by bit toward a realistic outcome. There could be no success in trying to impose a cataclysmic change designed by intellectuals from above, especially on a the uneducated lower classes he increasing came to view as inherently conservative. Unfortunately, the Polish rebellion occurred in the middle of the process, and Herzen watched with disappointment as Russians from every class climbed on the repressive nationalist bandwagon to put down the rebellion. In the reaction that followed, the final form of emancipation, while freeing the serfs from legal servitude, achieved little real change. Once again Herzen’s belief in the power of contingent event and the lack of any fixed end point of history, was confirmed.
The wonder is that his theories, and despair, did not lead to resignation. He never gave up the belief that individuals could improved conditions by accepting the reality of the contingencies of life, and nudging actions that would use them to advantage.
This is not a quick read. Every sentence counts, which means you learn as much as if you had read four or five books. Kelly has read everything. She fills in the background you need to know about the science, philosophy, history, and politics of the time. She draws on Herzen’s correspondence with his friends and other important actors of the day. She sometimes uses this correspondence to illustrate the various political positions of the camps, as in Herzen’s long-running dialogue with Turgenev. There is enough general biography as needed to illuminate Herzen’s political situation and emotional state, but the emphasis is definitely on his intellectual development and how he communicated it.
I think Kelly’s finest achievement is in articulating Herzen’s ideas and selecting passages from his writing that illustrate them. My copy of the book has about a hundred flags that mark particularly clear summaries and beautifully written excerpts from his works. It could have had a thousand. I came to Herzen through his autobiography, My Life and Thoughts, and come away even more admiring from this book. I have ordered more of his writing and look forward to dipping into various essays. Looking back across what has happened during my life, from entering college in the late 1960s through the decades since, I find that Herzen’s opinions about the lack of any final ideal state, any single path of historical development, and the fact that every community will find its unique course based on its reactions to contingencies, are very convincing. He is eloquent and practical on how we can still seize opportunities to improve things.