In Putin’s visit to Kyiv in 2013, he publicly stated that Ukrainians and Russians were one people. “We understand today’s realities: We have the Ukrainian people and the Belarusian people and other peoples, and we are respectful of that whole legacy, but at the foundation there lie, unquestionably, our common spiritual values, which make us one people.” In 2014 to unite his “one people” Putin sent his army into Ukraine taking Crimea and parts of Eastern Ukraine. Plokhy, a Harvard professor of Ukrainian history, explores what constitutes a Russian people and a Russian nation. He goes into great detail, tracing the concept from the fifteenth century to the present. It’s a constantly shifting idea often depending on the political needs of those in power. But for empire building it is a necessary idea. There has to be an underlying ideology, a reason for the people to feel united in their support of their leader. The claim of a common identity can be based on a shared language, a shared history, a shared culture, a shared religion, a shared ethnicity, or a shared community. The book, published in 2017, does not take in Russia’s 2022 invasion of Ukraine, although it is pertinent and predictive. Unfortunately, I found much of it to be a slow read, particularly for the period prior to the twentieth century, as I was unfamiliar with the many architects of cultural identity in Russia, Ukraine and nearby counties. My notes follow.
Grand Prince of Moscow Ivan III began building his claims of dynastic heritage by marrying the niece of the last Byzantine Emperor in 1472. Not satisfied with just a Roman heritage, Ivan also claimed descent from the Scandinavian Rurikid dynasty that had ruled the Kyivan Rus’ people until the thirteenth century. Ivan leveraged this “heritage” claiming a common Rus’ identity and using it to legitimize his rule over the neighboring territories he conquered. Ivan declared himself “Tsar” and ruler of “all Rus’.” Ivan began what would become the Russian empire or nation. The distinction is problematic. Plokhy notes “The traditional view holds that Russia’s problem with self-identification derives from the fact it acquired an empire before it acquired a nation.” Britain, for example, could easily distinguish itself from its colonies, but this distinction in Russia is not at all clear, and viewed quite differently by the different peoples that are or have been part of the Russian empire. Plokhy notes “It was the Kyivan myth of origins that became the cornerstone of Muscovy’s ideology as the polity evolved from a Mongol dependency to a sovereign state and then an empire.”
1492 was the year 7,000 on the Orthodox calendar, the year Orthodox believers held the world was to end. Muscovites, looking forward to being with God, were disappointed. Regrouping, Moscow Metropolitan Zosima proclaimed that God had made Ivan III “a new Tsar Constantine for the new city of Constantine, sovereign of Moscow and the whole Rus’ land and many other lands.” The idea of Moscow as the “Third Rome” gained currency in Moscow, particularly after the Metropolitan of Moscow became the first Patriarch of Moscow in 1589. The other Orthodox Patriarchs approved realizing their dependency on continued financial support from the tsar. This perception of Moscow as the Third Rome “was elastic enough to accommodate major changes in Muscovites’ thinking about themselves and the world during the first half of the seventeenth century. At its core was the notion of the tsar’s status as the only remaining Orthodox emperor after the fall of Byzantium.” “Moscow as the Third Rome was switching from a defensive to an offensive strategy, of which there would be a great deal more in the decades and centuries to come.” In 1721 Peter I, after defeating Sweden in the Great Northern War, was declared “All-Russian Emperor” and “Father of the Fatherland.” The Fatherland connoted the idea of a Russian nation and a Russian people who inherited its patrimony along with the tsar. In the mid-eighteenth-century Moscow elites began promulgating an “All-Russian” historical narrative and creating an “All-Russian” language.
Catherine II ruled Russia for 35 years beginning in 1762. She continued expanding the imperial Russia Peter I began. Through a series of wars, Russia, Prussia and Austria divided Poland up between them. Russia now encompassed most of what is today Ukraine and Belorussia. Catherine expected all those conquered to conform to Russian norms, convert to the Russian Orthodox church, and be part of the Russian nation. Easier said than done. Many were Uniates, a Catholic church with Orthodox traditions. Poles were Roman Catholic, viewed as an enemy by the Russian elite. Napoleon’s invasion of Russia brought a resurgence of Polish nationalism. It manifested in the Polish revolt in 1830, bringing into question the identity of a Russian in the new multi-ethnic empire. Moscow elites under Nicholas I saw rewriting history and reeducation as the key. An official history was adopted to show that the Western provinces had originally been Russian, but taken from them, and now all Russians were reunited. The Muscovite point of view was expounded at a new university set up in Kyiv with Russian as the official language. The Uniate Church was integrated into the Russian Orthodox in 1839. But the Russian efforts created a backlash of Kyivan intellectuals and leaders who envisioned an independent Ukrainian nation, not under the domination of Russia or Poland. The idea of Poland as an independent nation raised the idea of Ukraine as an independent nation which by the 1860s was being discussed by intellectuals in Kyiv and Moscow. Moscow reacted with measures to stop the Ukrainophile movement, with a priority to severely restrict the use of the Ukrainian language. Publications and even songs in theater had to be in Russian not Ukrainian. Attempts to latinize the Ukrainian alphabet were regarded by Moscow as polonization and forbidden. By the 1880s an independent Ukraine was an idea that wouldn’t go away.
Much changed in Russia in 1905, the Bloody Sunday massacre, the formation of the Duma, the Russo-Japanese war, and a Polish uprising. The uprising was crushed but it made all involved consider where borders would be drawn if an independent Poland was formed. This led people to want to define Ukrainian borders. Also, in 1905 came the end of the formal restrictions on Local or “dialect” language publications. Not only Ukrainian but Belorussian newspapers and books proliferated. Ukrainian was still not allowed in classrooms. Many Ukrainophiles just wanted cultural autonomy rather than full-fledged independence. Strident Russian nationalists also pushed their agenda of land reform targeting Polish landowners and Jewish middlemen who bought the crops from the peasants. With the outbreak of WWI and early Russian victories in Galicia against the Austrians, Russian nationalism was at its peak. Nationalists targeted what they called a German-Polish-Jewish alliance in Ukraine and sent activists packing or underground. But the quick turn of the war and the tsar’s loss of power led activists to demand cultural autonomy.
With the first (March) 1917 Russian revolution Ukrainian activists formed a Central Council or Central Rada which in June declared Ukraine’s territorial autonomy. The Bolsheviks claimed to support the Rada and autonomy. But after taking power in the October revolution the Bolsheviks cracked down on the Rada not accepting any thinking independent of the Party line. In 1918 still under German occupation, a Belarusian Rada proclaimed Belarus independent of Russia. The German’s helped activists start a newspaper in the Belarusian language, a first. Ukraine’s Rada next step to promote its language was to get the Ukrainian language taught in its schools, while for the Belarusian Rada just getting a newspaper and some publications in Belarusian was a major step forward.
On December 30, 1922 the Soviet Union was created. The old empire now consisted of four “independent” republics: the Russian federation, Ukraine, Belarus, and Transcaucasia (Armenia, Georgia and Azerbaijan). Despite the independent designation, the Party dominated by Russia was firmly in control. Still, leaving Belarus, Ukraine and the Caucasus out of the Russian Federation fostered an independent identity in the people. Stalin wanted political support from the independent republics and promoted a policy called indigenization. This encouraged recruiting local peoples to Party positions along with their language and culture. Stalin wanted support from the republics to offset his Politburo rivals. In 1927 after Trotsky and others were driven from the Party cementing Stalin’s control, indigenization was dropped. Another reason, at that time, Stalin feared renewed war with the West and wanted ethnic Russians in control of the Republics, not trusting their loyalty. He would continue to crack down on cultural autonomy through the 1930s. Concerned with the threat of war from Germany and Japan, in the 1930s Stalin doubled down on the patriotism of ethnic Russians. Even historical figures such as the tsars were treated with respect and pride in official publications. Conversely, people of different ethnicities, particularly German and Polish, but also Ukrainian and Belarusian, were automatically deemed suspicious, potential turncoats should there be war. Non-Russians were quickly singled out in the purges of the late thirties. The idea of one Russian people across the empire was forgotten.
As WWII approached, Stalin reversed his approach to Ukraine and encouraged recognition of Ukrainian heroes and culture. Then with the Molotov-Ribbentrop Pact, Stalin quickly dropped the policy of emphasizing a separate Ukrainian culture. It was one Russian people again. Then Stalin would embrace Ukrainian identity again in 1943 when Red Army brigades were designated Ukrainian to lead the offensive west. Whether Ukrainians were treated as a separate or significant nationality depended on the perceptions of Stalin as to how much he needed their support. Khrushchev took over in 1953 and continued Stalin’s dance. Intimately familiar with Ukraine, at first, he promoted ethnic Ukrainians and encouraged the Ukrainian language and arts. By 1957 firmly in power, just like Stalin he switched to Russification, prohibiting teaching Ukrainian in public schools. By the 1980’s the effects of Russification were giving results with 20% of Belarusian’s and slightly less in Ukraine saying they were Russian. With the demise of the Soviet Union in 1991, Ukraine, Belarus, and other former Soviet republics declared independence. Interestingly, Russian president Yeltsin, used the term Russian Federation in his speeches rather than the Russian nation, de-emphasizing ethnicity as the tie that binds.
Putin succeeded Yeltsin on New Year’s Eve 1999. Trying to reestablish Russian control over the former republics of the Soviet Union, he was dismayed by the 2004 Ukrainian election defeating his pick for president with a pro-Western leader. A similar situation took place in Georgia which Putin invaded in 2008. Ukraine wanted NATO membership, but NATO kept putting it off. Putin looked at Russian nationalist writers from the past and adopted a new theme to highlight Russian culture and enhance Russian influence. He set up a foundation, Russian World, which had a stated goal of promoting Russian language and culture abroad. The focus was the “near abroad”, countries like Ukraine, Latvia, Moldova, Kazakhstan. Ukraine responded with plans to sign an association agreement with the EU which would dash Putin’s plan for a greater Russian World, the rebirth of the Russian empire. Ukraine was essential to that vision. The parallels to Hitler’s partition of Czechoslovakia and the Austrian Anschluss were obvious, using the trope of ethnic Russians deprived of their identity in Ukraine to take over the territory. Putin, for this purpose, considered all Russian speakers to be Russian, regardless of ethnicity, heritage or loyalty. However, as we have seen, just because a Ukrainian speaks Russian does not mean they want to be part of Putin’s empire.