Securities Law

by Larry D. Soderquist, Theresa Gabaldon

This concise text provides a basic introduction to securities law. One object of the book is to help struggling students get on track; another is to assist in review and exam preparation. The authors define a security, explain how securities are registered under the Securities Act and describe the applicable exemptions. Many other subjects are addressed, including Exchange Act reporting, proxy solicitations and tender offers, insider trading, and international aspects of securities law. The book is completely up-to-date, including coverage of cryptocurrency and the progressive liberalization of the rules and regulations governing registration and reporting.

252 pages, Paperback

First published January 1, 1998

About the author

Larry D. Soderquist was a noted author & Professor of Law at Vanderbilt University Law School from 1981 - 2005 and director at Corporate and Securities Law Institute from 1993-2005.