Principles of Securities Regulation: Concise Handbooks

by Thomas Lee Hazen

Provides extensive discussion on security regulations. Authoritative coverage includes registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities and Exchange Act of 1934; jurisdiction aspects; federal regulation of investment companies; and arbitration rules. Includes information on how to perform securities regulation research on Westlaw®.

441 pages, Paperback

First published January 1, 2005

Reviews

[G · Rating 1 out of 5]

The kindle version has numerous typos including editor notes that were never removed. There also appears to be outdated or unnecessary information.