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Federal Securities Laws, Selected Statutes, Rules & Forms 1993

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This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, related federal laws, and state securities laws. Also includes early 2002 amendments to the Securities Act of 1933 and the Securities Exchange Act of 1934.

1459 pages, Paperback

First published December 1, 1993

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About the author

Joel Seligman

37 books1 follower
Joel Seligman was President of the University of Rochester from 2005 to 2018. He is one of the leading authorities on securities law in the United States.

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