Gwern's Reviews > Spec Ops: Case Studies in Special Operations Warfare: Theory and Practice
by William H. McRaven
The Theory of Special Operations by William McRaven 1993 is a book-length thesis describing 8 case-studies of special ops missions and the degree to which they adhere to a few principles for spec-ops success that McRaven extracts from their successes/failures. The case-studies are in chronological order and primarily WWII-oriented:
Battle of Fort Eben-Emael
Raid on Alexandria (1941)
St Nazaire Raid
Gran Sasso raid
Operation Source
Raid at Cabanatuan
Operation Ivory Coast
Operation Entebbe
The principles themselves boil down to finding a chink in enemy defenses, concentrating force on it as fast as possible, achieving immediate relative superiority to those enemy forces in the way, and executing a well-trained & rehearsed minimal possible mission. Or as he puts it: “simplicity, security, repetition, surprise, speed, and purpose”.
Arguably, all of these principles could be boiled down to a single principle of speed - complex unrehearsed operations with multiple objectives by uncommitted troops against a waiting enemy cannot be fast, while speed dictates all of the other requirements (except perhaps ‘security’). It’s surprising to read through his case-studies and realize that in many cases, the critical part of the operation lasts no more than 5 minutes, or even under a minute. For example, the successful part of the St Nazaire raid, from when the hellburner was first attacked by German artillery to when it rammed itself into the drydock gates (and the destruction of the drydock became guaranteed as the explosives/ship could not possibly be removed) was that short (the rest being, McRaven points out, an unnecessary debacle, and on a grand strategy level, destroying the drydock was probably not even helpful); the Gran Sasso raid, from when the Italian guards finally challenged the German commandos to securing Mussolini, was maybe a minute.
The importance of speed strikes me as being, in some respects, due to the vulnerability of large organizations; McRaven notes that all of the the case-studies involved greatly out-numbered commandos, often by orders of magnitude with enemy units within relatively close range, often heavily out-gunned, often attacking positions heavily fortified against exactly the kind of attack done (eg Raid on Alexandria, St Nazaire, Operation Source), with objectives that can sometimes be defeated if the enemy reacts quickly enough (the Italian guards could’ve executed Mussolini, the Japanese guards the POWs, the Entebbe terrorists could’ve killed their hostages, the Tirpitz/Valiant/Queen Elizabeth captains could’ve dragged chains to dislodge limpets & moved their ships to avoid the mines planted underneath, etc). Why then are spec-ops not doomed to failure? Because the enemy is unable to collectively think, react, and execute a counter-plan as fast as the commandos can, who have executed the plan many times previously in practice, need only a few minutes to do so, and have a ‘distributed knowledge’ of the plan & objectives allowing independent-yet-coordinated action. The OODA loop is just inherently too slow for physically separated forces to recognize the threat, realize it’s local and not part of a broader attack, deduce the objectives, counter-attack, and execute the counter-attack; given enough time, the enemy forces can do all this and crush the commandos (St Nazaire) but by that point, they should be long gone. The commandos sting the elephant and flee before the tail can smash them into paste. The parallels with computer security and cyberattacks is clear: a hack can take months or years to research and craft, but when triggered, it can attack and finish within seconds or minutes, far outspeeding the merely human defenders. (A Silicon Valley startup analogy also makes itself; indeed “simplicity, security, repetition, surprise, speed, and purpose” would not be a bad set of founding principles for a startup!)
The case-studies themselves are interesting. McRaven was able to interview a number of people involved in the case-studies as well as visit the locations to see them for himself. It’s interesting to note the presence of gliders in at least two of the WWII case-studies, because of their stealth advantage right up to the instant before landing, but never afterwards, and I can’t remember the last time I heard of gliders used by militaries; I wonder if that’s because parachute technology has evolved to the point that steerable parachutes obsoleted gliders? The Battle of Fort Eben-Emael case-study was particularly interesting because while most histories mention that it was a huge success for the invasion thanks to the gliders, McRaven emphasizes that the gliders were only a small part, and the reason the German commandos succeeded so thoroughly was because they deployed a new bomb technology, shaped charges, which literally shattered the Belgium defenders and their fortifications; otherwise, they would have successfully landed on the grassy field above the underground fortress but found themselves trapped in a deadly killing field between the various bunkers & cupolas. Deception plays surprisingly little role in most of the operations considering its outsized role in the public imagination (the St Nazaire raid ship briefly pretended to be German; Gran Sasso brought along an Italian general in the gliders to confuse the Italians; Operation Entebbe likewise involved the commandos pretending to be locals until they reached the building with the hostages, apparently successfully confusing the terrorists inside).
McRaven himself, although I hadn’t realized it when I downloaded the book on a whim, may be a familiar-sounding name; turns out that he has since been putting his theory into practice as a major controller of American special operations during the War on Terror, in particular heading the Osama bin Laden raid. In retrospect, one can see how the OBL raid largely conforms to McRaven’s principles: a fast in and out raid in as few stealth helicopters as possible with little or no coordination with the locals, given that Pakistan/ISI had been sheltering OBL and would doubtless tip him off despite the danger of operating so near a Pakistani base, an operation rehearsed extensively with replica models.
The thesis was apparently quite popular and was republished in 1995 as Spec Ops: Case Studies in Special Operations Warfare: Theory and Practice. Disadvantages to the online thesis version: big PDF, harder to search due to OCR errors, a lot of typos, and the photographs McRaven included of all the sites he could visit are unfortunately totally destroyed by the photocopier/scanner (although the diagrams are still legible). A skim of the Libgen EPUB version suggests that you might be better off with that edition (although it appears to drop the photos entirely).
Reading Progress
| 07/18 | marked as: | read | ||
