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The US Private Equity Fund Compliance Guide
The US Private Equity Fund Compliance Guide will help to inform and educate fund managers, advisers, investors, consultants and associated professionals with a vital source of intelligence on registered investment advisers. Edited by Charles Lerner of Fiduciary Compliance Associates, this guide contains essential and practical information for all who need to register with ...more
Paperback, 308 pages
Published 2010 by PEI Media Ltd
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One of the struggles with implementing a compliance program for a private equity fund is that the Investment Advisers Act is targeted at retail operations dealing with relatively liquid investments. Neither fits well with the private equity model of institutional investors and large, illiquid transactions. Most of the guidance and discussion about how to implement a compliance program focuses on the retail side. Given the changes coming from Dodd-Frank, most private fund managers will need to re ...more