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After the Trade is Made: Processing Securities Transactions
This third edition of After the Trade Is Made reflects the changes that have taken place in recent years as a result of new products, technological breakthroughs, and the globalization of the securities industry. Comprehensive and easy to understand, it provides brokers, operations personnel, and individual investors with definitive and up-to-the-minute explanations of eac ...more
ebook, Revised Third Edition, 544 pages
Published August 17th 2006 by Portfolio
(first published October 26th 1993)
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Because financial technology has advanced so signficanty in the last 20 years, this book will appear slightly dated. That said, for those that are interested in understanding the markets, its sometimes important to understand all the moving parts. Viewing trades in this old style manner can be very helpful as it reminds a person of the degree to which the system has changed. This can be important for those who are in technology functions or academics who ae reviewing the evolution of the trade a ...more
"Like" is a strong word, but this book is extraordinarily useful if you find yourself in a position where you must understand what happens "after the trade is made." Strongly recommend if youre interested in securities / securities law /institutional sales/compliance.